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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAM icon
176
EPAM Systems
EPAM
$5.03B
$61K 0.01%
190
– –
WFC.PRL icon
177
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$60K 0.01%
45
– –
CPK icon
178
Chesapeake Utilities
CPK
$3.21B
$59K 0.01%
700
– –
UBER icon
179
Uber
UBER
$153B
$59K 0.01%
1,625
-200
-11% -$6.6K
EXPD icon
180
Expeditors International
EXPD
$23.2B
$58K 0.01%
642
– –
EMR icon
181
Emerson Electric
EMR
$88.3B
$54K 0.01%
830
-225
-21% -$14.8K
GLW icon
182
Corning
GLW
$143B
$54K 0.01%
1,679
– –
ICHR icon
183
Ichor Holdings
ICHR
$2.56B
$54K 0.01%
+2,500
New +$66.4K
HE icon
184
Hawaiian Electric Industries
HE
$2.14B
$53K 0.01%
1,600
– –
FBIN icon
185
Fortune Brands Innovations
FBIN
$6.06B
$52K 0.01%
702
– –
SDY icon
186
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$52K 0.01%
558
– –
SEDG icon
187
SolarEdge
SEDG
$1.95B
$52K 0.01%
220
– –
EIX icon
188
Edison International
EIX
$26.4B
$51K 0.01%
1,000
– –
VKI icon
189
Invesco Advantage Municipal Income Trust II
VKI
$401M
$51K 0.01%
4,677
– –
VV icon
190
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$51K 0.01%
327
– –
ALLE icon
191
Allegion
ALLE
$14.4B
$50K 0.01%
503
– –
CCB icon
192
Coastal Financial
CCB
$693M
$49K 0.01%
4,005
– –
NVG icon
193
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$49K 0.01%
3,117
– –
BAX icon
194
Baxter International
BAX
$14.2B
$48K 0.01%
595
– –
EL icon
195
Estee Lauder
EL
$32B
$48K 0.01%
220
– –
SYY icon
196
Sysco
SYY
$40.3B
$48K 0.01%
766
– –
ZBH icon
197
Zimmer Biomet
ZBH
$18.4B
$48K 0.01%
364
– –
LMT icon
198
Lockheed Martin
LMT
$136B
$47K 0.01%
122
-65
-35% -$24.8K
EBAY icon
199
eBay
EBAY
$49.8B
$46K 0.01%
875
-299
-25% -$16.5K
TLK icon
200
Telkom Indonesia
TLK
$14.9B
$46K 0.01%
2,634
– –
6 7
8
9 10

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.