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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HE icon
176
Hawaiian Electric Industries
HE
$2.14B
$58K 0.01%
1,600
– –
TLK icon
177
Telkom Indonesia
TLK
$14.9B
$58K 0.01%
2,634
– –
VB icon
178
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$58K 0.01%
401
– –
WFC.PRL icon
179
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$58K 0.01%
45
– –
DG icon
180
Dollar General
DG
$27.9B
$57K 0.01%
300
– –
SPY icon
181
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$57K 0.01%
184
+24
+15% +$7.03K
UBER icon
182
Uber
UBER
$153B
$57K 0.01%
1,825
+1,647
+925% +$51.3K
EIX icon
183
Edison International
EIX
$26.4B
$54K 0.01%
1,000
– –
MO icon
184
Altria Group
MO
$114B
$54K 0.01%
1,370
-224
-14% -$8.74K
NLY icon
185
Annaly Capital Management
NLY
$17.4B
$54K 0.01%
2,071
+1,200
+138% +$29.6K
WFC icon
186
Wells Fargo
WFC
$264B
$53K 0.01%
2,089
-206
-9% -$5.64K
ALLE icon
187
Allegion
ALLE
$14.4B
$51K 0.01%
503
– –
BAX icon
188
Baxter International
BAX
$14.2B
$51K 0.01%
595
-405
-41% -$35.3K
EQR icon
189
Equity Residential
EQR
$25.1B
$51K 0.01%
860
– –
SDY icon
190
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$51K 0.01%
558
– –
DVY icon
191
iShares Select Dividend ETF
DVY
$23.6B
$50K 0.01%
620
– –
EXPD icon
192
Expeditors International
EXPD
$23.2B
$49K 0.01%
642
– –
VKI icon
193
Invesco Advantage Municipal Income Trust II
VKI
$401M
$49K 0.01%
4,677
– –
EPAM icon
194
EPAM Systems
EPAM
$5.03B
$48K 0.01%
190
– –
KMI icon
195
Kinder Morgan
KMI
$68.7B
$48K 0.01%
3,169
+2,526
+393% +$38.4K
NVG icon
196
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$48K 0.01%
3,117
– –
OGS icon
197
ONE Gas
OGS
$5.04B
$48K 0.01%
618
– –
KEY icon
198
KeyCorp
KEY
$24.4B
$47K 0.01%
3,821
-56
-1% -$651
VV icon
199
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$47K 0.01%
327
– –
AMX icon
200
America Movil
AMX
$71.2B
$46K 0.01%
3,600
– –
6 7
8
9 10

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.