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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
176
Annaly Capital Management
NLY
$17.4B
$70K 0.02%
1,846
+1,500
+434% +$54.7K
EXPD icon
177
Expeditors International
EXPD
$23.3B
$68K 0.02%
869
+50
+6% +$3.75K
O icon
178
Realty Income
O
$59.2B
$68K 0.02%
946
-1,445
-60% -$108K
CCB icon
179
Coastal Financial
CCB
$694M
$66K 0.02%
4,005
– –
SYY icon
180
Sysco
SYY
$40.2B
$66K 0.02%
766
– –
VB icon
181
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$66K 0.02%
401
– –
RDS.A
182
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$66K 0.02%
1,125
– –
PPH icon
183
VanEck Pharmaceutical ETF
PPH
$938M
$64K 0.02%
1,000
– –
LUV icon
184
Southwest Airlines
LUV
$23B
$62K 0.02%
1,154
+142
+14% +$7.88K
AMX icon
185
America Movil
AMX
$71.5B
$58K 0.02%
3,600
– –
BAC.PRL icon
186
Bank of America Series L
BAC.PRL
$3.99B
$58K 0.02%
+40
New +$59.3K
OGS icon
187
ONE Gas
OGS
$5.06B
$58K 0.02%
618
– –
PAYX icon
188
Paychex
PAYX
$42.7B
$57K 0.02%
675
– –
SGOL icon
189
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$56K 0.02%
3,840
-275,530
-99% -$3.94M
VRSN icon
190
VeriSign
VRSN
$26.6B
$56K 0.02%
293
– –
HAL icon
191
Halliburton
HAL
$26.6B
$53K 0.02%
2,186
-599
-22% -$12.6K
PSLV icon
192
Sprott Physical Silver Trust
PSLV
$13.2B
$53K 0.02%
8,061
+300
+4% +$1.9K
NVG icon
193
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$52K 0.02%
3,117
– –
VKI icon
194
Invesco Advantage Municipal Income Trust II
VKI
$400M
$52K 0.02%
4,677
– –
TCF
195
DELISTED
TCF Financial Corporation Common Stock
TCF
$52K 0.02%
+1,111
New +$46.1K
AAL icon
196
American Airlines Group
AAL
$10.6B
$51K 0.02%
1,789
– –
SPY icon
197
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$51K 0.02%
160
-31
-16% -$9.54K
BEN icon
198
Franklin Resources
BEN
$17.2B
$50K 0.02%
1,935
– –
CLX icon
199
Clorox
CLX
$12.8B
$50K 0.02%
325
– –
EXTR icon
200
Extreme Networks
EXTR
$3.15B
$50K 0.02%
+6,750
New +$47.3K
6 7
8
9 10

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.