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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
176
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$52K 0.02%
3,117
– –
MO icon
177
Altria Group
MO
$114B
$51K 0.02%
1,243
-286
-19% -$13.2K
NVDA icon
178
NVIDIA
NVDA
$5.42T
$51K 0.02%
11,640
+440
+4% +$1.85K
CLX icon
179
Clorox
CLX
$12.7B
$49K 0.02%
325
-100
-24% -$15.8K
AAL icon
180
American Airlines Group
AAL
$10.6B
$48K 0.02%
1,789
– –
GLW icon
181
Corning
GLW
$143B
$48K 0.02%
1,679
– –
LVHD icon
182
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
$48K 0.02%
1,428
– –
PSLV icon
183
Sprott Physical Silver Trust
PSLV
$13.2B
$48K 0.02%
7,761
– –
ASXC
184
DELISTED
Asensus Surgical, Inc.
ASXC
$48K 0.02%
5,954
+4,123
+225% +$56.1K
SPHD icon
185
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$46K 0.02%
1,085
– –
TJX icon
186
TJX Companies
TJX
$178B
$45K 0.02%
800
– –
VV icon
187
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$45K 0.02%
327
– –
MCK icon
188
McKesson
MCK
$101B
$44K 0.02%
322
– –
CPK icon
189
Chesapeake Utilities
CPK
$3.21B
$43K 0.02%
450
– –
CRM icon
190
Salesforce
CRM
$158B
$43K 0.02%
287
+272
+1,813% +$41.3K
EME icon
191
Emcor
EME
$36B
$43K 0.02%
500
– –
TWTR
192
DELISTED
Twitter, Inc.
TWTR
$43K 0.02%
1,045
+100
+11% +$4.09K
COP icon
193
ConocoPhillips
COP
$141B
$42K 0.02%
734
– –
MDT icon
194
Medtronic
MDT
$112B
$41K 0.02%
380
+120
+46% +$12.5K
BURL icon
195
Burlington
BURL
$23.2B
$39K 0.02%
197
– –
HPQ icon
196
HP
HPQ
$27.5B
$39K 0.02%
2,045
– –
CALY
197
Callaway Golf Company
CALY
$3.14B
$39K 0.02%
2,000
– –
VEA icon
198
Vanguard FTSE Developed Markets ETF
VEA
$236B
$39K 0.02%
949
– –
NKE icon
199
Nike
NKE
$61.9B
$38K 0.02%
410
+1
+0.2% +$86
TRV icon
200
Travelers Companies
TRV
$80.2B
$38K 0.02%
256
+1
+0.4% +$149
6 7
8
9 10

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.