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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
176
American Airlines Group
AAL
$10.6B
$56K 0.03%
1,742
– –
QRVO icon
177
Qorvo
QRVO
$8.7B
$56K 0.03%
921
– –
SAP icon
178
SAP
SAP
$238B
$56K 0.03%
560
– –
KEY icon
179
KeyCorp
KEY
$24.4B
$55K 0.03%
3,752
– –
MLPA icon
180
Global X MLP ETF
MLPA
$2.27B
$55K 0.03%
1,195
-211,430
-99% -$11.1M
PPH icon
181
VanEck Pharmaceutical ETF
PPH
$935M
$55K 0.03%
1,000
– –
SCHE icon
182
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$55K 0.03%
2,328
-27
-1% -$654
SGEN
183
DELISTED
Seagen Inc. Common Stock
SGEN
$55K 0.03%
972
-247
-20% -$15.5K
LUV icon
184
Southwest Airlines
LUV
$23B
$53K 0.03%
1,130
– –
RTX icon
185
RTX Corp
RTX
$299B
$52K 0.03%
780
-32
-4% -$2.51K
AMX icon
186
America Movil
AMX
$71.6B
$51K 0.03%
3,600
– –
GOVT icon
187
iShares US Treasury Bond ETF
GOVT
$43.6B
$51K 0.03%
+2,059
New +$50.1K
OGS icon
188
ONE Gas
OGS
$5.04B
$51K 0.03%
640
– –
ALLE icon
189
Allegion
ALLE
$14.5B
$50K 0.02%
629
– –
LUMN icon
190
Lumen
LUMN
$6.47B
$50K 0.02%
3,274
-36
-1% -$687
NEE icon
191
NextEra Energy
NEE
$178B
$49K 0.02%
1,128
– –
SPY icon
192
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$48K 0.02%
191
-191
-50% -$51.5K
SYY icon
193
Sysco
SYY
$40B
$48K 0.02%
766
– –
MCK icon
194
McKesson
MCK
$103B
$47K 0.02%
421
– –
SGOL icon
195
abrdn Physical Gold Shares ETF
SGOL
$7.41B
$47K 0.02%
+3,820
New +$45.3K
CHTR icon
196
Charter Communications
CHTR
$18.3B
$46K 0.02%
161
– –
COP icon
197
ConocoPhillips
COP
$142B
$46K 0.02%
734
– –
TSLA icon
198
Tesla
TSLA
$1.29T
$46K 0.02%
2,085
+15
+0.7% +$323
NVDA icon
199
NVIDIA
NVDA
$5.38T
$44K 0.02%
13,120
-4,240
-24% -$20.3K
PAYX icon
200
Paychex
PAYX
$42.7B
$44K 0.02%
675
-40
-6% -$2.71K
6 7
8
9 10

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.