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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIS icon
176
General Mills
GIS
$19.1B
$68K 0.03%
1,146
-1,459
-56% -$78.9K
WELL icon
177
Welltower
WELL
$169B
$66K 0.03%
1,035
+105
+11% +$7.05K
CLX icon
178
Clorox
CLX
$11.6B
$63K 0.03%
425
– –
GLW icon
179
Corning
GLW
$119B
$63K 0.03%
1,979
-200
-9% -$6.3K
SAP icon
180
SAP
SAP
$212B
$63K 0.03%
560
– –
AMX icon
181
America Movil
AMX
$76.1B
$62K 0.03%
3,600
– –
EQIX icon
182
Equinix
EQIX
$101B
$62K 0.03%
137
– –
CGNX icon
183
Cognex
CGNX
$10.9B
$61K 0.03%
1,000
– –
QRVO icon
184
Qorvo
QRVO
$7.99B
$61K 0.03%
921
– –
CCL icon
185
Carnival Corporation Ltd
CCL
$38.1B
$60K 0.03%
903
+100
+12% +$6.63K
F icon
186
Ford
F
$58.5B
$60K 0.03%
4,841
+1,538
+47% +$18.9K
BTO
187
John Hancock Financial Opportunities Fund
BTO
$798M
$59K 0.03%
+1,500
New +$56K
WBA
188
DELISTED
Walgreens Boots Alliance
WBA
$59K 0.03%
811
– –
HE icon
189
Hawaiian Electric Industries
HE
$2.23B
$58K 0.03%
1,600
– –
PFG icon
190
Principal Financial Group
PFG
$24.3B
$57K 0.03%
811
+100
+14% +$6.89K
OPNT
191
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$57K 0.03%
+2,500
New +$80.1K
EQR icon
192
Equity Residential
EQR
$24.9B
$55K 0.03%
860
– –
WBIH
193
DELISTED
WBI BullBear Global High Income ETF
WBIH
$55K 0.03%
2,202
– –
BTI icon
194
British American Tobacco
BTI
$131B
$54K 0.03%
807
+200
+33% +$13K
CHTR icon
195
Charter Communications
CHTR
$17.3B
$54K 0.03%
161
– –
IWF icon
196
iShares Russell 1000 Growth ETF
IWF
$121B
$54K 0.03%
1,600
-120
-7% -$3.93K
MKC icon
197
McCormick & Company Non-Voting
MKC
$13.7B
$54K 0.03%
1,058
– –
SQQQ icon
198
ProShares UltraPro Short QQQ
SQQQ
$2.04B
$54K 0.03%
1
– –
UNH icon
199
UnitedHealth
UNH
$376B
$54K 0.03%
245
– –
VTRS icon
200
Viatris
VTRS
$20.4B
$54K 0.03%
1,288
– –
6 7
8
9 10

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.