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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
176
Caterpillar
CAT
$375B
$65K 0.03%
519
– –
GLW icon
177
Corning
GLW
$120B
$65K 0.03%
2,179
– –
QRVO icon
178
Qorvo
QRVO
$7.88B
$65K 0.03%
921
– –
WELL icon
179
Welltower
WELL
$170B
$65K 0.03%
930
+7
+0.8% +$509
RDS.A
180
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$65K 0.03%
1,065
– –
AMX icon
181
America Movil
AMX
$75.4B
$64K 0.03%
3,600
-120
-3% -$2.15K
EXPD icon
182
Expeditors International
EXPD
$21.8B
$64K 0.03%
1,074
– –
KR icon
183
Kroger
KR
$36B
$64K 0.03%
3,169
+28
+0.9% +$631
LUV icon
184
Southwest Airlines
LUV
$22.8B
$63K 0.03%
1,130
– –
VYM icon
185
Vanguard High Dividend Yield ETF
VYM
$81B
$63K 0.03%
775
+5
+0.6% +$397
WBA
186
DELISTED
Walgreens Boots Alliance
WBA
$63K 0.03%
811
– –
EQIX icon
187
Equinix
EQIX
$99.6B
$61K 0.03%
137
– –
GILD icon
188
Gilead Sciences
GILD
$162B
$61K 0.03%
755
-75
-9% -$5.74K
SAP icon
189
SAP
SAP
$224B
$61K 0.03%
560
– –
CHTR icon
190
Charter Communications
CHTR
$17.6B
$59K 0.03%
161
– –
BABA icon
191
Alibaba
BABA
$308B
$58K 0.03%
337
– –
UAA icon
192
Under Armour
UAA
$2.93B
$58K 0.03%
3,500
-400
-10% -$7.34K
EQR icon
193
Equity Residential
EQR
$25.1B
$57K 0.03%
860
– –
MDYV icon
194
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.8B
$57K 0.03%
1,148
-1,306
-53% -$62.8K
CLX icon
195
Clorox
CLX
$12B
$56K 0.03%
425
– –
CGNX icon
196
Cognex
CGNX
$10.8B
$55K 0.03%
1,000
– –
ALLE icon
197
Allegion
ALLE
$13.7B
$54K 0.03%
629
– –
GD icon
198
General Dynamics
GD
$104B
$54K 0.03%
261
– –
IWF icon
199
iShares Russell 1000 Growth ETF
IWF
$122B
$54K 0.03%
1,720
+120
+8% +$3.67K
MKC icon
200
McCormick & Company Non-Voting
MKC
$14.1B
$54K 0.03%
1,058
– –
6 7
8
9 10

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PDL
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.