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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
176
DELISTED
Walgreens Boots Alliance
WBA
$67K 0.04%
811
– –
CAG icon
177
Conagra Brands
CAG
$7.18B
$66K 0.04%
1,676
-474
-22% -$17.7K
MDT icon
178
Medtronic
MDT
$110B
$66K 0.04%
928
-264
-22% -$20.7K
RAI
179
DELISTED
Reynolds American Inc
RAI
$65K 0.04%
1,156
– –
AFL icon
180
Aflac
AFL
$63.9B
$63K 0.04%
1,812
– –
PPH icon
181
VanEck Pharmaceutical ETF
PPH
$927M
$63K 0.04%
1,200
– –
GD icon
182
General Dynamics
GD
$104B
$62K 0.04%
361
+100
+38% +$16.4K
NSU
183
DELISTED
Nevsun Resources Ltd.
NSU
$62K 0.04%
20,000
+10,000
+100% +$30.3K
INFY icon
184
Infosys
INFY
$50.5B
$58K 0.04%
7,808
– –
NFLX icon
185
Netflix
NFLX
$309B
$58K 0.04%
4,700
+100
+2% +$1.19K
NUV icon
186
Nuveen Municipal Value Fund
NUV
$1.9B
$58K 0.04%
6,023
– –
VYM icon
187
Vanguard High Dividend Yield ETF
VYM
$82.5B
$57K 0.04%
758
+343
+83% +$25.2K
BAX icon
188
Baxter International
BAX
$14.1B
$56K 0.04%
1,268
– –
LVLT
189
DELISTED
Level 3 Communications Inc
LVLT
$56K 0.04%
994
-444
-31% -$23.5K
ABT icon
190
Abbott
ABT
$183B
$55K 0.04%
1,439
-59
-4% -$2.34K
EQR icon
191
Equity Residential
EQR
$25.4B
– –
-860
Closed -$52.8K
NVDA icon
192
NVIDIA
NVDA
$5.31T
$54K 0.04%
20,360
-5,880
-22% -$12.3K
F icon
193
Ford
F
$56.3B
$53K 0.03%
4,375
+636
+17% +$7.71K
HE icon
194
Hawaiian Electric Industries
HE
$2.17B
$53K 0.03%
1,600
– –
LUV icon
195
Southwest Airlines
LUV
$23.9B
$53K 0.03%
1,062
-625
-37% -$28K
O icon
196
Realty Income
O
$58.5B
$53K 0.03%
946
– –
BKNG icon
197
Booking.com
BKNG
$156B
$51K 0.03%
875
– –
COLB icon
198
Columbia Banking Systems
COLB
$8.87B
$51K 0.03%
1,142
– –
EQIX icon
199
Equinix
EQIX
$104B
$49K 0.03%
137
– –
QRVO icon
200
Qorvo
QRVO
$8.4B
$49K 0.03%
921
– –
6 7
8
9 10

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.