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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
176
Aflac
AFL
$64.6B
$65K 0.05%
1,812
– –
NUV icon
177
Nuveen Municipal Value Fund
NUV
$1.92B
$65K 0.05%
6,023
– –
O icon
178
Realty Income
O
$59B
$64K 0.05%
946
– –
TWX
179
DELISTED
Time Warner Inc
TWX
$63K 0.05%
858
– –
JCI icon
180
Johnson Controls International
JCI
$89.8B
$61K 0.04%
1,306
-110
-8% -$4.85K
KHC icon
181
Kraft Heinz
KHC
$31B
$60K 0.04%
681
– –
ABT icon
182
Abbott
ABT
$185B
$59K 0.04%
1,497
+60
+4% +$2.39K
EQR icon
183
Equity Residential
EQR
$25.1B
– –
0
– –
HPE icon
184
Hewlett Packard
HPE
$64.9B
$58K 0.04%
5,432
– –
BAX icon
185
Baxter International
BAX
$14.2B
$57K 0.04%
1,268
-282
-18% -$12.4K
ALK icon
186
Alaska Air
ALK
$5.65B
$56K 0.04%
960
– –
CAG icon
187
Conagra Brands
CAG
$7.03B
$55K 0.04%
1,478
– –
SYY icon
188
Sysco
SYY
$40.5B
$55K 0.04%
1,080
– –
EQIX icon
189
Equinix
EQIX
$101B
$53K 0.04%
137
– –
NVS icon
190
Novartis
NVS
$292B
$53K 0.04%
711
– –
USB icon
191
US Bancorp
USB
$98.6B
$53K 0.04%
1,310
– –
GILD icon
192
Gilead Sciences
GILD
$161B
$52K 0.04%
624
-6
-1% -$532
HE icon
193
Hawaiian Electric Industries
HE
$2.2B
$52K 0.04%
1,600
– –
QRVO icon
194
Qorvo
QRVO
$7.91B
$51K 0.04%
921
– –
CAH icon
195
Cardinal Health
CAH
$54.5B
$50K 0.04%
647
+1
+0.2% +$80
IWF icon
196
iShares Russell 1000 Growth ETF
IWF
$123B
$50K 0.04%
1,992
– –
JUNO
197
DELISTED
Juno Therapeutics, Inc.
JUNO
$50K 0.04%
1,307
– –
AAL icon
198
American Airlines Group
AAL
$10.8B
$49K 0.04%
1,742
– –
EME icon
199
Emcor
EME
$35.9B
$49K 0.04%
1,000
– –
GLW icon
200
Corning
GLW
$124B
$49K 0.04%
2,379
-250
-10% -$5.01K
6 7
8
9 10

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PDL
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.