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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
176
Bristol-Myers Squibb
BMY
$131B
$73K 0.05%
1,055
+50
+5% +$3.3K
GILD icon
177
Gilead Sciences
GILD
$162B
$73K 0.05%
724
-29
-4% -$3.02K
LUV icon
178
Southwest Airlines
LUV
$23B
$73K 0.05%
1,687
-625
-27% -$27.7K
OMER icon
179
Omeros
OMER
$952M
$72K 0.05%
4,578
– –
VRSN icon
180
VeriSign
VRSN
$26.4B
$72K 0.05%
829
– –
EQR icon
181
Equity Residential
EQR
$25B
– –
0
– –
WBA
182
DELISTED
Walgreens Boots Alliance
WBA
$69K 0.05%
811
– –
ACN icon
183
Accenture
ACN
$105B
$68K 0.05%
650
– –
MKC icon
184
McCormick & Company Non-Voting
MKC
$14.1B
$68K 0.05%
1,584
– –
OKE icon
185
Oneok
OKE
$55.4B
$68K 0.05%
2,760
– –
SLB icon
186
SLB Ltd
SLB
$76.5B
$67K 0.05%
957
+16
+2% +$1.2K
ABT icon
187
Abbott
ABT
$187B
$65K 0.05%
1,437
+200
+16% +$8.83K
HSBC icon
188
HSBC
HSBC
$352B
$65K 0.05%
1,850
-314
-15% -$11.1K
INFY icon
189
Infosys
INFY
$50.1B
$65K 0.05%
7,808
– –
ALL icon
190
Allstate
ALL
$70.8B
$62K 0.04%
1,000
– –
TWX
191
DELISTED
Time Warner Inc
TWX
$62K 0.04%
959
– –
NUV icon
192
Nuveen Municipal Value Fund
NUV
$1.9B
$61K 0.04%
6,023
– –
XEL icon
193
Xcel Energy
XEL
$48.1B
$61K 0.04%
1,711
– –
MFL
194
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$61K 0.04%
4,200
– –
PCH
195
DELISTED
PotlatchDeltic
PCH
$60K 0.04%
2,000
– –
BXLT
196
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$60K 0.04%
1,550
+100
+7% +$3.49K
BAX icon
197
Baxter International
BAX
$14B
$59K 0.04%
1,550
+100
+7% +$3.65K
JCI icon
198
Johnson Controls International
JCI
$93.6B
$59K 0.04%
1,416
– –
RAI
199
DELISTED
Reynolds American Inc
RAI
$59K 0.04%
1,272
+116
+10% +$5.37K
CAH icon
200
Cardinal Health
CAH
$55.7B
$58K 0.04%
645
+1
+0.2% +$85
6 7
8
9 10

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.