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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHE icon
176
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$66K 0.05%
3,278
-269,620
-99% -$5.9M
RTN
177
DELISTED
Raytheon Company
RTN
$66K 0.05%
600
– –
TWX
178
DELISTED
Time Warner Inc
TWX
$66K 0.05%
959
+30
+3% +$2.36K
POT
179
DELISTED
Potash Corp Of Saskatchewan
POT
$66K 0.05%
3,219
-384
-11% -$10.1K
EQR icon
180
Equity Residential
EQR
$25B
– –
0
– –
MKC icon
181
McCormick & Company Non-Voting
MKC
$14.1B
$65K 0.05%
1,584
+2
+0.1% +$81
SLB icon
182
SLB Ltd
SLB
$76.5B
$65K 0.05%
941
-40
-4% -$3.17K
TSN icon
183
Tyson Foods
TSN
$20.6B
$65K 0.05%
1,500
– –
CELG
184
DELISTED
Celgene Corp
CELG
$65K 0.05%
602
+242
+67% +$30K
ACN icon
185
Accenture
ACN
$105B
$64K 0.05%
650
– –
NVS icon
186
Novartis
NVS
$293B
$64K 0.05%
779
+36
+5% +$3.2K
DD
187
DELISTED
Du Pont De Nemours E I
DD
$63K 0.05%
1,317
-70
-5% -$3.74K
ABBV icon
188
AbbVie
ABBV
$431B
$61K 0.05%
1,112
– –
JCI icon
189
Johnson Controls International
JCI
$93.6B
$61K 0.05%
1,416
-98
-6% -$4.52K
XEL icon
190
Xcel Energy
XEL
$48.1B
$61K 0.05%
1,711
– –
BMY icon
191
Bristol-Myers Squibb
BMY
$131B
$59K 0.05%
1,005
-167
-14% -$10.6K
NUV icon
192
Nuveen Municipal Value Fund
NUV
$1.9B
$59K 0.05%
6,023
– –
MFL
193
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$59K 0.05%
4,200
– –
ADSK icon
194
Autodesk
ADSK
$51.2B
$58K 0.05%
1,320
– –
ALL icon
195
Allstate
ALL
$69.6B
$58K 0.05%
1,000
– –
PCH
196
DELISTED
PotlatchDeltic
PCH
$58K 0.05%
2,000
-1,500
-43% -$50.3K
VRSN icon
197
VeriSign
VRSN
$26.4B
$58K 0.05%
829
– –
S
198
DELISTED
Sprint Corporation
S
$58K 0.05%
15,156
– –
F icon
199
Ford
F
$55B
$55K 0.04%
4,026
+255
+7% +$3.64K
RIO icon
200
Rio Tinto
RIO
$162B
$54K 0.04%
1,606
+15
+0.9% +$561
6 7
8
9 10

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.