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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
176
Allstate
ALL
$68.1B
$70K 0.05%
1,000
– –
ADP icon
177
Automatic Data Processing
ADP
$107B
$69K 0.05%
830
-115
-12% -$9.32K
TWX
178
DELISTED
Time Warner Inc
TWX
$69K 0.05%
813
-202
-20% -$16.1K
CAT icon
179
Caterpillar
CAT
$401B
$67K 0.05%
735
-59
-7% -$5.74K
RTN
180
DELISTED
Raytheon Company
RTN
$65K 0.05%
600
– –
S
181
DELISTED
Sprint Corporation
S
$63K 0.05%
15,156
-2,004
-12% -$10.3K
EQR icon
182
Equity Residential
EQR
$25.4B
– –
0
– –
NVS icon
183
Novartis
NVS
$294B
$62K 0.04%
743
– –
WBA
184
DELISTED
Walgreens Boots Alliance
WBA
$62K 0.04%
811
-222
-21% -$14.8K
BMY icon
185
Bristol-Myers Squibb
BMY
$130B
$61K 0.04%
1,032
+116
+13% +$6.54K
INFY icon
186
Infosys
INFY
$50.5B
$61K 0.04%
7,808
– –
MU icon
187
Micron Technology
MU
$1.01T
$61K 0.04%
1,750
– –
XEL icon
188
Xcel Energy
XEL
$48.2B
$61K 0.04%
1,711
-336
-16% -$11.3K
LUMO
189
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$61K 0.04%
169
+2
+1% +$595
TQNT
190
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$61K 0.04%
2,200
– –
AXP icon
191
American Express
AXP
$236B
$60K 0.04%
643
– –
GPRO icon
192
GoPro
GPRO
$125M
$60K 0.04%
950
+750
+375% +$55.3K
HOG icon
193
Harley-Davidson
HOG
$2.76B
$60K 0.04%
910
-290
-24% -$18.7K
TSN icon
194
Tyson Foods
TSN
$20.5B
$60K 0.04%
1,500
– –
MFL
195
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$60K 0.04%
4,200
– –
USB icon
196
US Bancorp
USB
$100B
$59K 0.04%
1,310
+6
+0.5% +$258
ACN icon
197
Accenture
ACN
$104B
$58K 0.04%
650
-125
-16% -$10.4K
NUV icon
198
Nuveen Municipal Value Fund
NUV
$1.9B
$58K 0.04%
6,023
– –
DISH
199
DELISTED
DISH Network Corp.
DISH
$58K 0.04%
800
– –
JCI icon
200
Johnson Controls International
JCI
$93.1B
$57K 0.04%
1,129
-393
-26% -$19.2K
6 7
8
9 10

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.