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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
176
Harley-Davidson
HOG
$2.69B
$70K 0.05%
1,200
– –
JCI icon
177
Johnson Controls International
JCI
$93.9B
$70K 0.05%
1,522
– –
ADP icon
178
Automatic Data Processing
ADP
$109B
$69K 0.05%
945
– –
DMF
179
DELISTED
BNY Mellon Municipal Income
DMF
$66K 0.05%
7,300
– –
SLB icon
180
SLB Ltd
SLB
$77B
$65K 0.05%
640
– –
EOG icon
181
EOG Resources
EOG
$71.1B
$64K 0.05%
650
– –
WAFD icon
182
WaFd
WAFD
$2.78B
$64K 0.05%
3,134
+150
+5% +$3.21K
ACN icon
183
Accenture
ACN
$103B
$63K 0.05%
775
– –
NVS icon
184
Novartis
NVS
$292B
$63K 0.05%
743
– –
AAL icon
185
American Airlines Group
AAL
$10.7B
$62K 0.05%
1,742
– –
ABT icon
186
Abbott
ABT
$185B
$62K 0.05%
1,495
– –
QCOM icon
187
Qualcomm
QCOM
$168B
$62K 0.05%
830
-50
-6% -$3.82K
XEL icon
188
Xcel Energy
XEL
$47.8B
$62K 0.05%
2,047
– –
ALL icon
189
Allstate
ALL
$70.3B
$61K 0.05%
1,000
-128
-11% -$7.68K
WBA
190
DELISTED
Walgreens Boots Alliance
WBA
$61K 0.05%
1,033
– –
RTN
191
DELISTED
Raytheon Company
RTN
$61K 0.05%
600
– –
MU icon
192
Micron Technology
MU
$1.01T
$60K 0.05%
1,750
– –
INFY icon
193
Infosys
INFY
$50.3B
$59K 0.04%
7,808
– –
TSN icon
194
Tyson Foods
TSN
$20.6B
$59K 0.04%
1,500
– –
MFL
195
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$58K 0.04%
4,200
– –
NUV icon
196
Nuveen Municipal Value Fund
NUV
$1.9B
$57K 0.04%
6,023
– –
AXP icon
197
American Express
AXP
$232B
$56K 0.04%
643
– –
EQNR icon
198
Equinor
EQNR
$93.5B
$56K 0.04%
2,046
-950
-32% -$27.4K
SCHE icon
199
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$55K 0.04%
2,160
– –
USB icon
200
US Bancorp
USB
$99.4B
$55K 0.04%
1,304
-77
-6% -$3.25K
6 7
8
9 10

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.