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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGEN
176
DELISTED
Seagen Inc. Common Stock
SGEN
$77K 0.06%
2,021
+332
+20% +$12.6K
EOG icon
177
EOG Resources
EOG
$77.6B
$76K 0.06%
650
+20
+3% +$2.1K
TRV icon
178
Travelers Companies
TRV
$78B
$76K 0.06%
809
– –
AAL icon
179
American Airlines Group
AAL
$10.6B
$75K 0.06%
1,742
+186
+12% +$7.25K
SLB icon
180
SLB Ltd
SLB
$73.2B
$75K 0.06%
640
+40
+7% +$4.12K
ADSK icon
181
Autodesk
ADSK
$49.6B
$74K 0.06%
1,320
– –
LVLT
182
DELISTED
Level 3 Communications Inc
LVLT
$74K 0.06%
1,686
+3
+0.2% +$126
CBST
183
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$74K 0.06%
1,066
+50
+5% +$3.4K
TWX
184
DELISTED
Time Warner Inc
TWX
$71K 0.05%
1,015
-9
-0.9% -$592
ABBV icon
185
AbbVie
ABBV
$433B
$70K 0.05%
1,245
– –
QCOM icon
186
Qualcomm
QCOM
$159B
$70K 0.05%
880
-307
-26% -$24.4K
DMF
187
DELISTED
BNY Mellon Municipal Income
DMF
$68K 0.05%
7,300
– –
LLY icon
188
Eli Lilly
LLY
$1,000B
$68K 0.05%
1,100
– –
WAFD icon
189
WaFd
WAFD
$2.76B
$67K 0.05%
2,984
– –
ADP icon
190
Automatic Data Processing
ADP
$107B
$66K 0.05%
945
– –
ALL icon
191
Allstate
ALL
$67.6B
$66K 0.05%
1,128
– –
XEL icon
192
Xcel Energy
XEL
$48.5B
$66K 0.05%
2,047
-312
-13% -$9.67K
HSBC icon
193
HSBC
HSBC
$370B
$65K 0.05%
1,496
-522
-26% -$23.3K
ACN icon
194
Accenture
ACN
$101B
$63K 0.05%
775
– –
ABT icon
195
Abbott
ABT
$185B
$61K 0.05%
1,495
-251
-14% -$9.86K
AXP icon
196
American Express
AXP
$233B
$61K 0.05%
643
– –
COP icon
197
ConocoPhillips
COP
$145B
$60K 0.05%
697
-1
-0.1% -$78
NVS icon
198
Novartis
NVS
$292B
$60K 0.05%
743
– –
OMER icon
199
Omeros
OMER
$909M
$60K 0.05%
3,450
+1,300
+60% +$16.4K
USB icon
200
US Bancorp
USB
$99.6B
$60K 0.05%
1,381
-1,673
-55% -$69.8K
6 7
8
9 10

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.