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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOG icon
176
Harley-Davidson
HOG
$2.71B
$80K 0.07%
1,200
– –
VOD icon
177
Vodafone
VOD
$37B
$79K 0.06%
2,145
-2,204
-51% -$85K
DAL icon
178
Delta Air Lines
DAL
$60.5B
$78K 0.06%
2,250
– –
SGEN
179
DELISTED
Seagen Inc. Common Stock
SGEN
$77K 0.06%
1,689
– –
CMCSK
180
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$76K 0.06%
1,552
– –
JCI icon
181
Johnson Controls International
JCI
$93.6B
$75K 0.06%
1,522
-247
-14% -$12.5K
ZBH icon
182
Zimmer Biomet
ZBH
$18.8B
$75K 0.06%
819
– –
CBST
183
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$74K 0.06%
+1,016
New +$75.8K
NVC
184
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
$74K 0.06%
5,100
– –
XEL icon
185
Xcel Energy
XEL
$48.1B
$72K 0.06%
2,359
-1,190
-34% -$34.7K
NCP
186
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
$72K 0.06%
5,200
– –
WAFD icon
187
WaFd
WAFD
$2.77B
$70K 0.06%
2,984
– –
TRV icon
188
Travelers Companies
TRV
$80.5B
$69K 0.06%
809
– –
ABT icon
189
Abbott
ABT
$187B
$67K 0.05%
1,746
– –
DMF
190
DELISTED
BNY Mellon Municipal Income
DMF
$66K 0.05%
7,300
– –
TSN icon
191
Tyson Foods
TSN
$20.6B
$66K 0.05%
1,500
– –
LVLT
192
DELISTED
Level 3 Communications Inc
LVLT
$66K 0.05%
1,683
– –
ADSK icon
193
Autodesk
ADSK
$51.2B
$65K 0.05%
1,320
– –
LLY icon
194
Eli Lilly
LLY
$1.06T
$65K 0.05%
1,100
– –
ABBV icon
195
AbbVie
ABBV
$431B
$64K 0.05%
1,245
– –
ADP icon
196
Automatic Data Processing
ADP
$109B
$64K 0.05%
945
– –
ALL icon
197
Allstate
ALL
$70.8B
$64K 0.05%
1,128
– –
TWX
198
DELISTED
Time Warner Inc
TWX
$64K 0.05%
1,024
– –
HSY icon
199
Hershey
HSY
$36.8B
$63K 0.05%
603
– –
ACN icon
200
Accenture
ACN
$105B
$62K 0.05%
775
– –
6 7
8
9 10

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.