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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow
% of AUM
97.16%
Top 10 Holdings %
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$23.6M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$8.67M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.51M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$3.17M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.78M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.7% |
| 2 | Industrials | 7.98% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.39% |
| 5 | Consumer Staples | 3.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
WaFd
WAFD
$2.79B
| $69K | 0.06% |
+2,984
| New | +$67.8K |
|
|
NCP
177
DELISTED
NUVEEN CALIF PERF MUNI FUND
NCP
| $69K | 0.06% |
+5,200
| New | +$69.4K |
|
|
TWX
178
DELISTED
Time Warner Inc
TWX
| $68K | 0.06% |
+1,024
| New | +$66.2K |
|
179
Abbott
ABT
$184B
| $67K | 0.05% |
+1,746
| New | +$64.4K |
|
180
Automatic Data Processing
ADP
$107B
| $67K | 0.05% |
+945
| New | +$63.6K |
|
|
SGEN
181
DELISTED
Seagen Inc. Common Stock
SGEN
| $67K | 0.05% |
+1,689
| New | +$68.9K |
|
182
AbbVie
ABBV
$429B
| $66K | 0.05% |
+1,245
| New | +$61.2K |
|
183
Autodesk
ADSK
$49.8B
| $66K | 0.05% |
+1,320
| New | +$57.8K |
|
184
Lumen
LUMN
$6.2B
| $66K | 0.05% |
+2,083
| New | +$66.6K |
|
185
Southwest Airlines
LUV
$23.6B
| $66K | 0.05% |
+3,502
| New | +$61.1K |
|
186
Accenture
ACN
$101B
| $64K | 0.05% |
+775
| New | +$58.6K |
|
187
Allstate
ALL
$69.2B
| $62K | 0.05% |
+1,128
| New | +$60.1K |
|
188
Delta Air Lines
DAL
$61.2B
| $62K | 0.05% |
+2,250
| New | +$60.5K |
|
|
DMF
189
DELISTED
BNY Mellon Municipal Income
DMF
| $62K | 0.05% |
+7,300
| New | +$61.2K |
|
190
US Bancorp
USB
$101B
| $61K | 0.05% |
+1,501
| New | +$57.6K |
|
191
Bristol-Myers Squibb
BMY
$129B
| $59K | 0.05% |
+1,119
| New | +$57K |
|
192
Groupon
GRPN
$1.01B
| $59K | 0.05% |
+250
| New | +$51.6K |
|
193
Goldman Sachs
GS
$310B
| $59K | 0.05% |
+331
| New | +$54.6K |
|
194
Hershey
HSY
$36.2B
| $59K | 0.05% |
+603
| New | +$58K |
|
195
American Express
AXP
$235B
| $58K | 0.05% |
+643
| New | +$52.8K |
|
|
B
196
Barrick Mining
B
$69.4B
| $56K | 0.05% |
+3,183
| New | +$56.1K |
|
197
Eli Lilly
LLY
$1.05T
| $56K | 0.05% |
+1,100
| New | +$55.1K |
|
|
LVLT
198
DELISTED
Level 3 Communications Inc
LVLT
| $56K | 0.05% |
+1,683
| New | +$49.6K |
|
199
Infosys
INFY
$49B
| $55K | 0.04% |
+7,808
| New | +$52.6K |
|
|
NMO
200
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
| $55K | 0.04% |
+4,570
| New | +$54.5K |
|
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Tradewinds Capital Management's Q4 2013 Portfolio in Review
Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.
Its largest position is Microsoft: 648,626 shares worth $24.3M.
By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
- Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
- Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.
Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.