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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
151
Take-Two Interactive
TTWO
$46.1B
$37.5K 0.01%
233
– –
PECO icon
152
Phillips Edison & Co
PECO
$5.24B
$36.5K 0.01%
1,000
– –
NXP icon
153
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$35.4K 0.01%
2,394
– –
VTV icon
154
Vanguard Morningstar Value ETF
VTV
$192B
$34.7K 0.01%
232
– –
BSCQ icon
155
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$33.9K 0.01%
1,755
-416
-19% -$7.89K
MMM icon
156
3M
MMM
$94.3B
$33.5K 0.01%
366
-167
-31% -$13.4K
RITM icon
157
Rithm Capital
RITM
$5.69B
$33.1K 0.01%
3,099
+82
+3% +$816
EL icon
158
Estee Lauder
EL
$32B
$32.2K 0.01%
220
– –
CTAS icon
159
Cintas
CTAS
$81.3B
$31.3K 0.01%
208
– –
VLO icon
160
Valero Energy
VLO
$85.9B
$30.4K 0.01%
234
– –
REZI icon
161
Resideo Technologies
REZI
$3.95B
$29.8K 0.01%
1,583
– –
ETN icon
162
Eaton
ETN
$174B
$29.6K 0.01%
123
+12
+11% +$2.65K
SFM icon
163
Sprouts Farmers Market
SFM
$8.01B
$28.9K 0.01%
600
– –
IEMG icon
164
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$28.8K 0.01%
569
+269
+90% +$13K
LOW icon
165
Lowe's Companies
LOW
$125B
$28.5K 0.01%
128
– –
AXP icon
166
American Express
AXP
$230B
$28.1K 0.01%
150
– –
EMR icon
167
Emerson Electric
EMR
$88.3B
$27.4K 0.01%
281
– –
CB icon
168
Chubb
CB
$135B
$27.1K 0.01%
120
– –
SNOW icon
169
Snowflake
SNOW
$115B
$26.9K 0.01%
135
– –
SCHD icon
170
Schwab US Dividend Equity ETF
SCHD
$106B
$26.6K 0.01%
1,050
– –
DEO icon
171
Diageo
DEO
$53.6B
$25.5K 0.01%
175
– –
SYK icon
172
Stryker
SYK
$130B
$25.5K 0.01%
85
– –
T icon
173
AT&T
T
$163B
$25.4K 0.01%
1,516
-1,943
-56% -$30.7K
GWW icon
174
W.W. Grainger
GWW
$60.2B
$24.9K 0.01%
30
– –
SCZ icon
175
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$24.8K 0.01%
400
– –
5 6
7
8 9

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.