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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTWO icon
151
Take-Two Interactive
TTWO
$46.1B
$32.7K 0.01%
233
+225
+2,813% +$32.4K
WFC icon
152
Wells Fargo
WFC
$264B
$32.5K 0.01%
795
– –
CRSP icon
153
CRISPR Therapeutics
CRSP
$5.17B
$32.2K 0.01%
710
+600
+545% +$31K
VTV icon
154
Vanguard Morningstar Value ETF
VTV
$192B
$32K 0.01%
232
– –
NXP icon
155
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$31.8K 0.01%
2,394
– –
EL icon
156
Estee Lauder
EL
$32B
$31.8K 0.01%
220
– –
LRCX icon
157
Lam Research
LRCX
$390B
$31.3K 0.01%
500
– –
SCHE icon
158
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$30.3K 0.01%
1,265
-1,107,158
-100% -$27.4M
RITM icon
159
Rithm Capital
RITM
$5.69B
$28K 0.01%
3,017
+72
+2% +$710
EMR icon
160
Emerson Electric
EMR
$88.3B
$27.1K 0.01%
281
– –
LOW icon
161
Lowe's Companies
LOW
$125B
$26.6K 0.01%
128
– –
DEO icon
162
Diageo
DEO
$53.6B
$26.1K 0.01%
175
– –
SFM icon
163
Sprouts Farmers Market
SFM
$8.01B
$25.7K 0.01%
600
– –
PXD
164
DELISTED
Pioneer Natural Resource Co.
PXD
$25.3K 0.01%
110
-35
-24% -$7.97K
CTAS icon
165
Cintas
CTAS
$81.3B
$25K 0.01%
208
– –
REZI icon
166
Resideo Technologies
REZI
$3.95B
$25K 0.01%
1,583
– –
CB icon
167
Chubb
CB
$135B
$25K 0.01%
120
– –
SCHD icon
168
Schwab US Dividend Equity ETF
SCHD
$106B
$24.8K 0.01%
1,050
– –
VDE icon
169
Vanguard Energy ETF
VDE
$9.84B
$24.2K 0.01%
191
+2
+1% +$245
ETN icon
170
Eaton
ETN
$174B
$23.7K 0.01%
111
+81
+270% +$17.5K
SYK icon
171
Stryker
SYK
$130B
$23.2K 0.01%
85
– –
MRK icon
172
Merck
MRK
$318B
$23.1K 0.01%
224
-75
-25% -$8.08K
SCZ icon
173
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$22.6K 0.01%
400
– –
NLY icon
174
Annaly Capital Management
NLY
$17.4B
$22.6K 0.01%
1,200
– –
AXP icon
175
American Express
AXP
$230B
$22.4K 0.01%
150
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.