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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
151
FMC
FMC
$1.33B
$30.5K 0.01%
250
– –
PXD
152
DELISTED
Pioneer Natural Resource Co.
PXD
$30.4K 0.01%
149
+89
+148% +$19.1K
WFC icon
153
Wells Fargo
WFC
$264B
$29.7K 0.01%
795
– –
REZI icon
154
Resideo Technologies
REZI
$3.95B
$28.9K 0.01%
1,583
-7
-0.4% -$127
ACB
155
Aurora Cannabis
ACB
$185M
$28.7K 0.01%
4,112
+1,807
+78% +$15.8K
META icon
156
Meta Platforms (Facebook)
META
$1.51T
$28.6K 0.01%
135
-23
-15% -$3.92K
LAC
157
DELISTED
Lithium Americas Corp. Common Shares
LAC
$27.8K 0.01%
1,276
– –
LRCX icon
158
Lam Research
LRCX
$390B
$26.5K 0.01%
500
– –
TXN icon
159
Texas Instruments
TXN
$261B
$25.7K 0.01%
138
+1
+0.7% +$176
SCZ icon
160
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$25.7K 0.01%
+432
New +$25.6K
SCHD icon
161
Schwab US Dividend Equity ETF
SCHD
$106B
$25.6K 0.01%
+1,050
New +$26.3K
LOW icon
162
Lowe's Companies
LOW
$125B
$25.6K 0.01%
128
-38
-23% -$7.72K
PL icon
163
Planet Labs
PL
$8.53B
$25.2K 0.01%
6,400
– –
AUR icon
164
Aurora
AUR
$13.8B
$25.1K 0.01%
18,049
– –
GE icon
165
GE Aerospace
GE
$384B
$25.1K 0.01%
328
-93
-22% -$6.22K
AXP icon
166
American Express
AXP
$230B
$24.7K 0.01%
150
– –
EMR icon
167
Emerson Electric
EMR
$88.3B
$24.5K 0.01%
281
-31
-10% -$2.71K
SYK icon
168
Stryker
SYK
$130B
$24.3K 0.01%
85
– –
CTAS icon
169
Cintas
CTAS
$81.3B
$24.1K 0.01%
208
– –
CB icon
170
Chubb
CB
$135B
$23.3K 0.01%
120
-22
-15% -$4.62K
NLY icon
171
Annaly Capital Management
NLY
$17.4B
$22.9K 0.01%
1,200
– –
RITM icon
172
Rithm Capital
RITM
$5.69B
$22.9K 0.01%
2,857
+74
+3% +$651
NVG icon
173
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$22.7K 0.01%
1,931
– –
PEJ icon
174
Invesco Leisure and Entertainment ETF
PEJ
$308M
$22.4K 0.01%
550
– –
IAU icon
175
iShares Gold Trust
IAU
$64.4B
$21.8K 0.01%
584
-2
-0.3% -$72
5 6
7
8 9

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.