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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
151
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$144K 0.02%
3,529
+978
+38% +$40.8K
EXPD icon
152
Expeditors International
EXPD
$23.2B
$143K 0.02%
1,062
– –
VEU icon
153
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$142K 0.02%
2,320
– –
ALL icon
154
Allstate
ALL
$67.5B
$141K 0.02%
1,197
– –
PM icon
155
Philip Morris
PM
$295B
$134K 0.02%
1,408
– –
UAL icon
156
United Airlines
UAL
$42.1B
$134K 0.02%
3,050
– –
TSN icon
157
Tyson Foods
TSN
$20.4B
$131K 0.02%
1,500
– –
WY icon
158
Weyerhaeuser
WY
$18.4B
$129K 0.02%
3,133
– –
RTX icon
159
RTX Corp
RTX
$301B
$128K 0.02%
1,484
– –
AMCR icon
160
Amcor
AMCR
$22.1B
$127K 0.02%
2,122
– –
VTI icon
161
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$126K 0.02%
522
+321
+160% +$75.8K
COKE icon
162
Coca-Cola Consolidated
COKE
$12.8B
$119K 0.02%
+1,920
New +$94.8K
CPK icon
163
Chesapeake Utilities
CPK
$3.21B
$117K 0.02%
800
– –
WM icon
164
Waste Management
WM
$91B
$117K 0.02%
700
– –
RSPN icon
165
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.14B
$116K 0.02%
2,940
+5
+0.2% +$194
XEL icon
166
Xcel Energy
XEL
$48.8B
$116K 0.02%
1,711
– –
SCHE icon
167
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$114K 0.02%
3,850
-14
-0.4% -$428
DAL icon
168
Delta Air Lines
DAL
$60.1B
$111K 0.02%
2,850
– –
SGEN
169
DELISTED
Seagen Inc. Common Stock
SGEN
$109K 0.02%
705
– –
QRVO icon
170
Qorvo
QRVO
$8.74B
$108K 0.02%
688
– –
SLYV icon
171
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$107K 0.02%
1,261
-324,107
-100% -$27.7M
XLE icon
172
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$105K 0.02%
3,774
+2
+0.1% +$57
EPAM icon
173
EPAM Systems
EPAM
$5.03B
$104K 0.02%
156
-34
-18% -$21.9K
AXP icon
174
American Express
AXP
$230B
$103K 0.02%
633
+1
+0.2% +$171
STZ icon
175
Constellation Brands
STZ
$23.2B
$100K 0.02%
+400
New +$91.2K
5 6
7
8 9

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.