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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
151
Tyson Foods
TSN
$20.4B
$118K 0.02%
1,500
– –
QRVO icon
152
Qorvo
QRVO
$8.74B
$115K 0.02%
688
– –
WY icon
153
Weyerhaeuser
WY
$18.4B
$111K 0.02%
3,133
– –
VEA icon
154
Vanguard FTSE Developed Markets ETF
VEA
$237B
$109K 0.02%
2,160
-192
-8% -$9.99K
EPAM icon
155
EPAM Systems
EPAM
$5.03B
$108K 0.02%
190
– –
RSPN icon
156
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$107K 0.02%
2,935
+5
+0.2% +$189
XEL icon
157
Xcel Energy
XEL
$48.8B
$107K 0.02%
1,711
– –
AXP icon
158
American Express
AXP
$230B
$106K 0.02%
632
– –
ICHR icon
159
Ichor Holdings
ICHR
$2.56B
$106K 0.02%
+2,572
New +$117K
SCHC icon
160
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$106K 0.02%
2,551
-615,932
-100% -$26.2M
EWA icon
161
iShares MSCI Australia ETF
EWA
$1.48B
$105K 0.02%
4,220
-977,659
-100% -$25.2M
WM icon
162
Waste Management
WM
$91B
$105K 0.02%
700
– –
ALK icon
163
Alaska Air
ALK
$5.58B
$104K 0.02%
1,778
-182
-9% -$10.5K
GS icon
164
Goldman Sachs
GS
$303B
$98K 0.02%
260
+100
+63% +$39.1K
XLE icon
165
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$98K 0.02%
3,772
-46
-1% -$1.14K
ASXC
166
DELISTED
Asensus Surgical, Inc.
ASXC
$98K 0.02%
53,077
-12,000
-18% -$26.9K
EWY icon
167
iShares MSCI South Korea ETF
EWY
$25.7B
$97K 0.02%
1,202
-279,851
-100% -$24.3M
CPK icon
168
Chesapeake Utilities
CPK
$3.21B
$96K 0.02%
800
– –
EBAY icon
169
eBay
EBAY
$49.8B
$95K 0.02%
1,365
+1
+0.1% +$72
CHTR icon
170
Charter Communications
CHTR
$18.2B
$94K 0.02%
129
– –
DELL icon
171
Dell
DELL
$293B
$94K 0.02%
1,774
-67
-4% -$3.34K
YUM icon
172
Yum! Brands
YUM
$41.1B
$87K 0.01%
709
+443
+167% +$56.2K
DBO icon
173
Invesco DB Oil Fund
DBO
$366M
$86K 0.01%
6,241
+2,371
+61% +$30.1K
NKE icon
174
Nike
NKE
$61.9B
$86K 0.01%
589
– –
NUE icon
175
Nucor
NUE
$62.1B
$86K 0.01%
870
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.