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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
151
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$115K 0.02%
290
-99
-25% -$38.2K
XEL icon
152
Xcel Energy
XEL
$48.8B
$114K 0.02%
1,711
– –
WY icon
153
Weyerhaeuser
WY
$18.4B
$112K 0.02%
3,133
+214
+7% +$7.29K
TSN icon
154
Tyson Foods
TSN
$20.4B
$111K 0.02%
1,500
– –
UNH icon
155
UnitedHealth
UNH
$370B
$111K 0.02%
298
+15
+5% +$5.2K
CCB icon
156
Coastal Financial
CCB
$693M
$108K 0.02%
4,105
– –
IVV icon
157
iShares Core S&P 500 ETF
IVV
$904B
$107K 0.02%
270
+184
+214% +$71.2K
SCHR
158
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$106K 0.02%
3,770
+230
+6% +$6.6K
CGC
159
Canopy Growth
CGC
$410M
$104K 0.02%
323
+12
+4% +$4.25K
RSPN icon
160
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$104K 0.02%
2,920
+5
+0.2% +$164
SGEN
161
DELISTED
Seagen Inc. Common Stock
SGEN
$98K 0.02%
705
-70
-9% -$11.3K
CPK icon
162
Chesapeake Utilities
CPK
$3.21B
$93K 0.02%
800
+100
+14% +$10.8K
RDS.A
163
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$92K 0.02%
2,347
+1,849
+371% +$74.4K
AXP icon
164
American Express
AXP
$230B
$89K 0.02%
632
– –
DELL icon
165
Dell
DELL
$293B
$89K 0.02%
1,987
-288
-13% -$11.8K
EBAY icon
166
eBay
EBAY
$49.8B
$89K 0.02%
1,449
+574
+66% +$33.3K
TLRY icon
167
Tilray
TLRY
$622M
$87K 0.02%
381
+31
+9% +$7.27K
ITW icon
168
Illinois Tool Works
ITW
$84.5B
$86K 0.02%
386
-100
-21% -$20.8K
MRNA icon
169
Moderna
MRNA
$23.6B
$85K 0.02%
648
– –
NKE icon
170
Nike
NKE
$61.9B
$84K 0.02%
635
– –
O icon
171
Realty Income
O
$59.1B
$84K 0.02%
1,359
– –
UBER icon
172
Uber
UBER
$153B
$83K 0.02%
1,525
-100
-6% -$5.58K
CSX icon
173
CSX Corp
CSX
$93.1B
$81K 0.02%
2,511
– –
ICHR icon
174
Ichor Holdings
ICHR
$2.56B
$81K 0.02%
1,500
-1,025
-41% -$43.6K
RSPU icon
175
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$81K 0.02%
1,558
+10
+0.6% +$496
5 6
7
8 9

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.