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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
151
Charter Communications
CHTR
$18.2B
$107K 0.02%
162
– –
SPTL icon
152
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$107K 0.02%
2,368
-268,565
-99% -$12.2M
RTX icon
153
RTX Corp
RTX
$301B
$106K 0.02%
1,484
-252
-15% -$16.6K
UDR icon
154
UDR
UDR
$12.3B
$104K 0.02%
2,700
– –
SCHR
155
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$103K 0.02%
3,540
-4,538
-56% -$132K
VEA icon
156
Vanguard FTSE Developed Markets ETF
VEA
$237B
$102K 0.02%
2,160
+1,211
+128% +$53.3K
RKT icon
157
Rocket Companies
RKT
$38.9B
$101K 0.02%
5,000
– –
ITW icon
158
Illinois Tool Works
ITW
$84.5B
$99K 0.02%
486
– –
UNH icon
159
UnitedHealth
UNH
$370B
$99K 0.02%
283
– –
WY icon
160
Weyerhaeuser
WY
$18.4B
$98K 0.02%
2,919
– –
TSN icon
161
Tyson Foods
TSN
$20.4B
$97K 0.02%
1,500
– –
NEE icon
162
NextEra Energy
NEE
$177B
$93K 0.02%
1,208
– –
RSPN icon
163
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$92K 0.02%
2,915
-535
-16% -$15.9K
NKE icon
164
Nike
NKE
$61.9B
$90K 0.02%
635
+1
+0.2% +$132
RSPD icon
165
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$89K 0.02%
2,172
-393
-15% -$14.9K
CCB icon
166
Coastal Financial
CCB
$693M
$86K 0.02%
4,105
+100
+2% +$1.78K
MKC icon
167
McCormick & Company Non-Voting
MKC
$14.2B
$86K 0.02%
897
-1
-0.1% -$94
DELL icon
168
Dell
DELL
$293B
$85K 0.02%
2,275
– –
UBER icon
169
Uber
UBER
$153B
$83K 0.02%
1,625
– –
O icon
170
Realty Income
O
$59.1B
$82K 0.02%
1,359
– –
PMO
171
Franklin Municipal Opportunities Trust
PMO
$285M
$79K 0.02%
5,796
– –
CGC
172
Canopy Growth
CGC
$410M
$77K 0.02%
311
– –
NAD icon
173
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$77K 0.02%
5,018
– –
RSPU icon
174
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$77K 0.02%
1,548
-466
-23% -$23.5K
VKQ icon
175
Invesco Municipal Trust
VKQ
$551M
$77K 0.02%
5,988
– –
5 6
7
8 9

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.