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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAP icon
151
SAP
SAP
$238B
$87K 0.02%
560
-9
-2% -$1.43K
SPY icon
152
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$85K 0.02%
254
+70
+38% +$23.2K
NEE icon
153
NextEra Energy
NEE
$177B
$84K 0.02%
1,208
– –
WY icon
154
Weyerhaeuser
WY
$18.4B
$83K 0.02%
2,919
-128
-4% -$3.52K
BAC.PRL icon
155
Bank of America Series L
BAC.PRL
$3.99B
$82K 0.02%
55
– –
NKE icon
156
Nike
NKE
$61.9B
$80K 0.02%
634
+1
+0.2% +$107
O icon
157
Realty Income
O
$59.1B
$80K 0.02%
1,359
– –
DELL icon
158
Dell
DELL
$293B
$78K 0.02%
2,275
– –
CSX icon
159
CSX Corp
CSX
$93.1B
$76K 0.02%
2,931
– –
MDYV icon
160
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$76K 0.02%
1,758
-261
-13% -$11.6K
PMO
161
Franklin Municipal Opportunities Trust
PMO
$285M
$75K 0.02%
5,796
– –
PSX icon
162
Phillips 66
PSX
$81.4B
$74K 0.02%
1,431
-93
-6% -$5.67K
ALK icon
163
Alaska Air
ALK
$5.58B
$73K 0.02%
2,006
-73
-4% -$2.73K
NAD icon
164
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$73K 0.02%
5,018
– –
VKQ icon
165
Invesco Municipal Trust
VKQ
$551M
$72K 0.02%
5,988
– –
NEA icon
166
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$71K 0.02%
4,928
– –
ZM icon
167
Zoom
ZM
$30.6B
$69K 0.02%
147
-203
-58% -$64.9K
RSPS icon
168
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$68K 0.02%
2,385
+10
+0.4% +$286
NZF icon
169
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$67K 0.02%
4,590
– –
WFC icon
170
Wells Fargo
WFC
$264B
$67K 0.02%
2,830
+741
+35% +$18.3K
COP icon
171
ConocoPhillips
COP
$141B
$65K 0.02%
1,969
– –
DG icon
172
Dollar General
DG
$27.9B
$63K 0.02%
300
– –
LULU icon
173
lululemon athletica
LULU
$14.6B
$63K 0.02%
192
– –
PPH icon
174
VanEck Pharmaceutical ETF
PPH
$988M
$62K 0.01%
1,000
– –
VB icon
175
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$62K 0.01%
401
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.