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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
151
Invesco Municipal Trust
VKQ
$551M
$70K 0.02%
5,988
– –
HE icon
152
Hawaiian Electric Industries
HE
$2.14B
$69K 0.02%
1,600
– –
NAD icon
153
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$69K 0.02%
5,018
– –
PMO
154
Franklin Municipal Opportunities Trust
PMO
$285M
$69K 0.02%
5,796
– –
RSPN icon
155
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$69K 0.02%
3,500
-556,595
-99% -$13.9M
NKE icon
156
Nike
NKE
$61.9B
$68K 0.02%
819
-109
-12% -$10.1K
NEA icon
157
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$67K 0.02%
4,928
– –
O icon
158
Realty Income
O
$59.1B
$66K 0.02%
1,359
+413
+44% +$28.8K
WFC icon
159
Wells Fargo
WFC
$264B
$66K 0.02%
2,295
-357
-13% -$15.2K
COP icon
160
ConocoPhillips
COP
$141B
$65K 0.02%
2,119
+200
+10% +$10.2K
NZF icon
161
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$65K 0.02%
4,590
– –
LMT icon
162
Lockheed Martin
LMT
$136B
$64K 0.02%
189
+7
+4% +$2.75K
MKC icon
163
McCormick & Company Non-Voting
MKC
$14.2B
$63K 0.02%
898
-180
-17% -$14K
SAP icon
164
SAP
SAP
$238B
$63K 0.02%
569
– –
MO icon
165
Altria Group
MO
$114B
$62K 0.02%
1,594
+51
+3% +$2.26K
RSPS icon
166
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$62K 0.02%
2,505
-166,850
-99% -$4.64M
CPK icon
167
Chesapeake Utilities
CPK
$3.21B
$60K 0.02%
700
+250
+56% +$23.2K
QRVO icon
168
Qorvo
QRVO
$8.74B
$60K 0.02%
739
-182
-20% -$18.2K
RSPD icon
169
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$58K 0.02%
2,586
-409,368
-99% -$13.3M
WFC.PRL icon
170
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$57K 0.02%
45
+15
+50% +$21.6K
EIX icon
171
Edison International
EIX
$26.4B
$55K 0.02%
1,000
– –
PPH icon
172
VanEck Pharmaceutical ETF
PPH
$988M
$54K 0.02%
1,000
– –
EQR icon
173
Equity Residential
EQR
$25.1B
$53K 0.02%
860
– –
OGS icon
174
ONE Gas
OGS
$5.04B
$52K 0.02%
618
– –
WY icon
175
Weyerhaeuser
WY
$18.4B
$52K 0.02%
3,047
+90
+3% +$2.37K
5 6
7
8 9

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.