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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
151
Halliburton
HAL
$26.6B
$82K 0.03%
2,783
-64
-2% -$1.93K
BAX icon
152
Baxter International
BAX
$14.2B
$81K 0.03%
1,000
– –
KO icon
153
Coca-Cola
KO
$375B
$80K 0.03%
1,705
– –
KR icon
154
Kroger
KR
$34.8B
$80K 0.03%
3,233
-521
-14% -$14.3K
MKC icon
155
McCormick & Company Non-Voting
MKC
$14.2B
$80K 0.03%
1,058
– –
AXP icon
156
American Express
AXP
$230B
$79K 0.03%
720
+1
+0.1% +$105
XLK icon
157
State Street Technology Select Sector SPDR ETF
XLK
$124B
$79K 0.03%
2,132
– –
ZBH icon
158
Zimmer Biomet
ZBH
$18.4B
$78K 0.03%
631
+1
+0.2% +$114
TLK icon
159
Telkom Indonesia
TLK
$14.9B
$72K 0.03%
2,634
– –
BMY icon
160
Bristol-Myers Squibb
BMY
$132B
$71K 0.03%
1,487
-700
-32% -$34.9K
MU icon
161
Micron Technology
MU
$991B
$71K 0.03%
1,726
-185
-10% -$7.15K
NVDA icon
162
NVIDIA
NVDA
$5.42T
$71K 0.03%
15,720
+2,600
+20% +$10.1K
PMO
163
Franklin Municipal Opportunities Trust
PMO
$285M
$71K 0.03%
5,796
– –
SGEN
164
DELISTED
Seagen Inc. Common Stock
SGEN
$71K 0.03%
972
– –
UNH icon
165
UnitedHealth
UNH
$370B
$70K 0.03%
283
+2
+0.7% +$510
BAF
166
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$70K 0.03%
5,000
– –
CLX icon
167
Clorox
CLX
$12.7B
$68K 0.02%
425
– –
RDS.A
168
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$67K 0.02%
1,065
– –
MUH
169
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$67K 0.02%
4,530
– –
QRVO icon
170
Qorvo
QRVO
$8.74B
$66K 0.02%
921
– –
DD icon
171
DuPont de Nemours
DD
$19.2B
$65K 0.02%
481
– –
EQR icon
172
Equity Residential
EQR
$25.1B
$65K 0.02%
860
– –
HE icon
173
Hawaiian Electric Industries
HE
$2.14B
$65K 0.02%
1,600
– –
SAP icon
174
SAP
SAP
$238B
$65K 0.02%
560
– –
BEN icon
175
Franklin Resources
BEN
$17.2B
$64K 0.02%
1,935
– –
5 6
7
8 9

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MCM
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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.