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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
151
iShares Russell 1000 Growth ETF
IWF
$127B
$73K 0.04%
2,220
+620
+39% +$21.9K
BABA icon
152
Alibaba
BABA
$305B
$72K 0.04%
524
– –
UNH icon
153
UnitedHealth
UNH
$371B
$70K 0.03%
281
-25
-8% -$6.6K
DATA
154
DELISTED
Tableau Software, Inc.
DATA
$70K 0.03%
581
+186
+47% +$20.8K
AXP icon
155
American Express
AXP
$230B
$69K 0.03%
719
– –
PYPL icon
156
PayPal
PYPL
$51B
$69K 0.03%
819
-1,821
-69% -$152K
TLK icon
157
Telkom Indonesia
TLK
$14.9B
$69K 0.03%
2,634
– –
BAX icon
158
Baxter International
BAX
$14.1B
$66K 0.03%
1,000
-102
-9% -$6.85K
CLX icon
159
Clorox
CLX
$12.9B
$66K 0.03%
425
– –
XLK icon
160
State Street Technology Select Sector SPDR ETF
XLK
$123B
$66K 0.03%
2,132
– –
BAF
161
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$66K 0.03%
5,000
– –
DD icon
162
DuPont de Nemours
DD
$19.5B
$65K 0.03%
481
– –
PMO
163
Franklin Municipal Opportunities Trust
PMO
$284M
$65K 0.03%
5,796
– –
WPC icon
164
W.P. Carey
WPC
$16.4B
$65K 0.03%
+1,012
New +$65.9K
ZBH icon
165
Zimmer Biomet
ZBH
$18.4B
$64K 0.03%
630
– –
RDS.A
166
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$62K 0.03%
1,065
– –
VXX
167
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$62K 0.03%
1,315
– –
MU icon
168
Micron Technology
MU
$972B
$61K 0.03%
1,911
-85
-4% -$3.22K
EXPD icon
169
Expeditors International
EXPD
$23.4B
$60K 0.03%
875
– –
GLW icon
170
Corning
GLW
$143B
$60K 0.03%
1,979
– –
HE icon
171
Hawaiian Electric Industries
HE
$2.19B
$59K 0.03%
1,600
– –
MUH
172
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$59K 0.03%
4,530
– –
BEN icon
173
Franklin Resources
BEN
$17.1B
$57K 0.03%
1,935
– –
EIX icon
174
Edison International
EIX
$26.4B
$57K 0.03%
1,000
– –
EQR icon
175
Equity Residential
EQR
$25.2B
$57K 0.03%
860
– –
5 6
7
8 9

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.