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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
151
American Airlines Group
AAL
$10.1B
$91K 0.04%
1,742
– –
CSX icon
152
CSX Corp
CSX
$93.4B
$90K 0.04%
4,902
-294
-6% -$5.21K
JNUG icon
153
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$349M
$89K 0.04%
100
– –
KO icon
154
Coca-Cola
KO
$377B
$89K 0.04%
1,943
-17
-0.9% -$781
MCK icon
155
McKesson
MCK
$100B
$89K 0.04%
571
+501
+716% +$74.2K
WDC icon
156
Western Digital
WDC
$188B
$88K 0.04%
1,470
– –
S
157
DELISTED
Sprint Corporation
S
$88K 0.04%
14,977
– –
QCOM icon
158
Qualcomm
QCOM
$155B
$86K 0.04%
1,346
+1
+0.1% +$61
TLK icon
159
Telkom Indonesia
TLK
$14.5B
$85K 0.04%
2,634
-1,380
-34% -$43.2K
BEN icon
160
Franklin Resources
BEN
$17.6B
$84K 0.04%
1,935
– –
CAT icon
161
Caterpillar
CAT
$375B
$82K 0.04%
520
+1
+0.2% +$139
XEL icon
162
Xcel Energy
XEL
$48.8B
$82K 0.04%
1,711
– –
MDYV icon
163
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$80K 0.04%
1,550
+402
+35% +$20.3K
KEY icon
164
KeyCorp
KEY
$24.2B
$77K 0.04%
3,822
– –
EIX icon
165
Edison International
EIX
$28.2B
$76K 0.04%
1,200
– –
LUV icon
166
Southwest Airlines
LUV
$22B
$74K 0.04%
1,130
– –
BAF
167
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$74K 0.04%
5,000
– –
VKI icon
168
Invesco Advantage Municipal Income Trust II
VKI
$396M
$73K 0.04%
6,400
– –
PMO
169
Franklin Municipal Opportunities Trust
PMO
$280M
$72K 0.04%
5,796
– –
ALK icon
170
Alaska Air
ALK
$5.29B
$71K 0.03%
960
-499
-34% -$35.5K
BAX icon
171
Baxter International
BAX
$13.5B
$71K 0.03%
1,101
– –
PPH icon
172
VanEck Pharmaceutical ETF
PPH
$959M
$71K 0.03%
1,200
– –
RDS.A
173
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$71K 0.03%
1,065
– –
EXPD icon
174
Expeditors International
EXPD
$22B
$69K 0.03%
1,074
– –
DD icon
175
DuPont de Nemours
DD
$18.5B
$68K 0.03%
377
-199
-35% -$35.8K
5 6
7
8 9

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.