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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
151
Western Digital
WDC
$188B
$96K 0.05%
1,470
– –
DELL icon
152
Dell
DELL
$262B
$95K 0.05%
4,372
– –
CSX icon
153
CSX Corp
CSX
$93.4B
$94K 0.05%
5,196
+9
+0.2% +$154
EIX icon
154
Edison International
EIX
$28.2B
$93K 0.05%
1,200
– –
RSPG icon
155
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$563M
$92K 0.05%
1,671
– –
JNUG icon
156
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$349M
$90K 0.05%
100
– –
UNIT
157
Uniti Group
UNIT
$2.36B
$90K 0.05%
6,124
+5,760
+1,582% +$122K
ACN icon
158
Accenture
ACN
$102B
$88K 0.04%
650
– –
KO icon
159
Coca-Cola
KO
$377B
$88K 0.04%
1,960
+4
+0.2% +$182
ADP icon
160
Automatic Data Processing
ADP
$106B
$87K 0.04%
800
– –
BEN icon
161
Franklin Resources
BEN
$17.6B
$86K 0.04%
1,935
– –
AAL icon
162
American Airlines Group
AAL
$10.1B
$83K 0.04%
1,742
– –
C icon
163
Citigroup
C
$222B
$83K 0.04%
2,762
+2,626
+1,931% +$179K
XEL icon
164
Xcel Energy
XEL
$48.8B
$81K 0.04%
1,711
– –
MO icon
165
Altria Group
MO
$114B
$80K 0.04%
1,268
+1
+0.1% +$67
BAF
166
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$76K 0.04%
5,000
– –
VKI icon
167
Invesco Advantage Municipal Income Trust II
VKI
$396M
$74K 0.04%
6,400
– –
PMO
168
Franklin Municipal Opportunities Trust
PMO
$280M
$73K 0.04%
5,796
– –
KEY icon
169
KeyCorp
KEY
$24.2B
$72K 0.04%
3,822
– –
QCOM icon
170
Qualcomm
QCOM
$155B
$70K 0.04%
1,345
-200
-13% -$10.6K
SPTL icon
171
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$70K 0.04%
1,950
-192,144
-99% -$6.96M
BAX icon
172
Baxter International
BAX
$13.5B
$69K 0.04%
1,101
-168
-13% -$10.4K
PPH icon
173
VanEck Pharmaceutical ETF
PPH
$959M
$69K 0.04%
1,200
– –
SQQQ icon
174
ProShares UltraPro Short QQQ
SQQQ
$2.04B
$67K 0.03%
1
– –
YAO
175
DELISTED
Invesco China All-Cap ETF
YAO
$67K 0.03%
2,000
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.