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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
151
Tyson Foods
TSN
$21.4B
$94K 0.05%
1,500
– –
CELG
152
DELISTED
Celgene Corp
CELG
$94K 0.05%
722
+400
+124% +$49K
JNUG icon
153
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$376M
$93K 0.05%
100
– –
ALL icon
154
Allstate
ALL
$68.3B
$92K 0.05%
1,045
– –
AAL icon
155
American Airlines Group
AAL
$10.2B
$88K 0.05%
1,742
– –
KO icon
156
Coca-Cola
KO
$381B
$88K 0.05%
1,956
-62
-3% -$2.74K
RSPG icon
157
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$555M
$88K 0.05%
1,671
+1
+0.1% +$55
BEN icon
158
Franklin Resources
BEN
$17.2B
$87K 0.05%
1,935
-125
-6% -$5.34K
NVDA icon
159
NVIDIA
NVDA
$4.72T
$87K 0.05%
23,960
+13,560
+130% +$43.1K
ALK icon
160
Alaska Air
ALK
$5.27B
$86K 0.05%
960
– –
QCOM icon
161
Qualcomm
QCOM
$160B
$85K 0.04%
1,545
+504
+48% +$28.2K
UAA icon
162
Under Armour
UAA
$2.91B
$85K 0.04%
3,900
+557
+17% +$11.3K
ADP icon
163
Automatic Data Processing
ADP
$105B
$82K 0.04%
800
– –
SQQQ icon
164
ProShares UltraPro Short QQQ
SQQQ
$2.08B
$81K 0.04%
1
– –
ACN icon
165
Accenture
ACN
$99.9B
$80K 0.04%
650
– –
XEL icon
166
Xcel Energy
XEL
$48.8B
$79K 0.04%
1,711
– –
BAX icon
167
Baxter International
BAX
$13.8B
$77K 0.04%
1,269
– –
DELL icon
168
Dell
DELL
$262B
$75K 0.04%
4,372
-253
-5% -$4.63K
RAI
169
DELISTED
Reynolds American Inc
RAI
$75K 0.04%
1,156
– –
VKI icon
170
Invesco Advantage Municipal Income Trust II
VKI
$398M
$74K 0.04%
6,400
– –
BAF
171
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$74K 0.04%
+5,000
New +$73.8K
KR icon
172
Kroger
KR
$35.4B
$73K 0.04%
3,141
+2,516
+403% +$71.4K
KEY icon
173
KeyCorp
KEY
$24.2B
$72K 0.04%
3,822
+70
+2% +$1.27K
PMO
174
Franklin Municipal Opportunities Trust
PMO
$280M
$72K 0.04%
+5,796
New +$71.7K
PPH icon
175
VanEck Pharmaceutical ETF
PPH
$970M
$71K 0.04%
1,200
– –
5 6
7
8 9

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.