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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALK icon
151
Alaska Air
ALK
$5.81B
$85K 0.06%
960
– –
RTN
152
DELISTED
Raytheon Company
RTN
$85K 0.06%
600
-159
-21% -$22.6K
KO icon
153
Coca-Cola
KO
$374B
$84K 0.06%
2,018
-518
-20% -$21.6K
IWF icon
154
iShares Russell 1000 Growth ETF
IWF
$127B
$83K 0.05%
3,148
+1,156
+58% +$30K
AAL icon
155
American Airlines Group
AAL
$11B
$81K 0.05%
1,742
– –
HPE icon
156
Hewlett Packard
HPE
$70.5B
$80K 0.05%
5,948
+207
+4% +$2.77K
BMY icon
157
Bristol-Myers Squibb
BMY
$130B
$79K 0.05%
1,345
+270
+25% +$14.8K
ABBV icon
158
AbbVie
ABBV
$435B
$76K 0.05%
1,212
-102
-8% -$6.23K
ACN icon
159
Accenture
ACN
$104B
$76K 0.05%
650
– –
PHYS icon
160
Sprott Physical Gold
PHYS
$15.3B
$75K 0.05%
7,939
+3,891
+96% +$39K
ALL icon
161
Allstate
ALL
$68.1B
$74K 0.05%
1,000
– –
SHV icon
162
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$74K 0.05%
671
– –
ZG icon
163
Zillow
ZG
$8.44B
$73K 0.05%
2,000
– –
OMER icon
164
Omeros
OMER
$916M
$72K 0.05%
7,250
-903
-11% -$9.21K
VKI icon
165
Invesco Advantage Municipal Income Trust II
VKI
$398M
$72K 0.05%
+6,400
New +$72.6K
DELL icon
166
Dell
DELL
$299B
$71K 0.05%
4,625
-517
-10% -$7.41K
EME icon
167
Emcor
EME
$36.3B
$71K 0.05%
1,000
– –
GIS icon
168
General Mills
GIS
$19.2B
$71K 0.05%
1,146
– –
BAF
169
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
0
– –
MOS icon
170
The Mosaic Company
MOS
$7.44B
$70K 0.05%
2,391
+891
+59% +$23.9K
XEL icon
171
Xcel Energy
XEL
$48.2B
$70K 0.05%
1,711
– –
RDS.A
172
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$70K 0.05%
1,327
-1,154
-47% -$57.4K
KEY icon
173
KeyCorp
KEY
$24.8B
$69K 0.05%
3,752
– –
PMO
174
Franklin Municipal Opportunities Trust
PMO
$281M
– –
-5,796
Closed -$71.2K
MKC icon
175
McCormick & Company Non-Voting
MKC
$14.1B
$67K 0.04%
1,446
-130
-8% -$6.07K
5 6
7
8 9

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.