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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.04%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$952K
Cap. Flow %
-0.67%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$435B
$83K 0.06%
1,314
+2
+0.2% +$129
ACN icon
152
Accenture
ACN
$104B
$79K 0.06%
650
– –
CAG icon
153
Conagra Brands
CAG
$7.18B
$79K 0.06%
2,150
+672
+45% +$24.1K
MKC icon
154
McCormick & Company Non-Voting
MKC
$14.1B
$79K 0.06%
1,576
+2
+0.1% +$101
PMO
155
Franklin Municipal Opportunities Trust
PMO
$281M
$77K 0.05%
+5,796
New +$77.7K
HPE icon
156
Hewlett Packard
HPE
$70.5B
$76K 0.05%
5,741
+309
+6% +$3.81K
SHV icon
157
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$74K 0.05%
671
– –
ADP icon
158
Automatic Data Processing
ADP
$107B
$73K 0.05%
830
-54
-6% -$4.89K
GIS icon
159
General Mills
GIS
$19.2B
$73K 0.05%
1,146
+946
+473% +$65.8K
XEL icon
160
Xcel Energy
XEL
$48.2B
$70K 0.05%
1,711
– –
ALL icon
161
Allstate
ALL
$68.1B
$69K 0.05%
1,000
– –
DELL icon
162
Dell
DELL
$299B
$69K 0.05%
+5,142
New +$69.9K
PPH icon
163
VanEck Pharmaceutical ETF
PPH
$927M
$69K 0.05%
1,200
– –
ZG icon
164
Zillow
ZG
$8.44B
$69K 0.05%
2,000
– –
LVLT
165
DELISTED
Level 3 Communications Inc
LVLT
$67K 0.05%
1,438
-266
-16% -$13.5K
LUV icon
166
Southwest Airlines
LUV
$23.9B
$66K 0.05%
1,687
– –
AFL icon
167
Aflac
AFL
$63.9B
$65K 0.05%
1,812
– –
WBA
168
DELISTED
Walgreens Boots Alliance
WBA
$65K 0.05%
811
– –
AAL icon
169
American Airlines Group
AAL
$11B
$64K 0.04%
1,742
– –
NUV icon
170
Nuveen Municipal Value Fund
NUV
$1.9B
$64K 0.04%
6,023
– –
ABT icon
171
Abbott
ABT
$183B
$63K 0.04%
1,498
+1
+0.1% +$43
ALK icon
172
Alaska Air
ALK
$5.81B
$63K 0.04%
960
– –
INFY icon
173
Infosys
INFY
$50.5B
$62K 0.04%
7,808
– –
KHC icon
174
Kraft Heinz
KHC
$30.5B
$61K 0.04%
681
– –
O icon
175
Realty Income
O
$58.5B
$61K 0.04%
946
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.