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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
151
AbbVie
ABBV
$443B
$81K 0.06%
1,312
-56
-4% -$3.41K
ADP icon
152
Automatic Data Processing
ADP
$106B
$81K 0.06%
884
– –
OMER icon
153
Omeros
OMER
$857M
$81K 0.06%
7,678
+2,200
+40% +$27.1K
ESV
154
DELISTED
Ensco Rowan plc
ESV
$81K 0.06%
2,075
+1,250
+152% +$51.9K
CAB
155
DELISTED
Cabela's Inc
CAB
$80K 0.06%
1,595
– –
SGEN
156
DELISTED
Seagen Inc. Common Stock
SGEN
$79K 0.06%
1,949
– –
BMY icon
157
Bristol-Myers Squibb
BMY
$133B
$78K 0.06%
1,055
+100
+10% +$7.07K
PMO
158
Franklin Municipal Opportunities Trust
PMO
$280M
– –
0
– –
XEL icon
159
Xcel Energy
XEL
$48.8B
$77K 0.06%
1,711
– –
ACN icon
160
Accenture
ACN
$102B
$74K 0.05%
650
– –
SHV icon
161
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$74K 0.05%
671
– –
ZG icon
162
Zillow
ZG
$7.94B
$73K 0.05%
2,000
+500
+33% +$14.2K
VRSN icon
163
VeriSign
VRSN
$26.2B
$72K 0.05%
829
– –
ADSK icon
164
Autodesk
ADSK
$49.5B
$71K 0.05%
1,320
– –
B
165
Barrick Mining
B
$61.5B
$71K 0.05%
3,329
+1,077
+48% +$19.2K
ALL icon
166
Allstate
ALL
$68B
$70K 0.05%
1,000
– –
CF icon
167
CF Industries
CF
$19.2B
$70K 0.05%
2,900
+1,700
+142% +$50.4K
INFY icon
168
Infosys
INFY
$48.7B
$70K 0.05%
7,808
– –
PPH icon
169
VanEck Pharmaceutical ETF
PPH
$959M
$70K 0.05%
1,200
– –
S
170
DELISTED
Sprint Corporation
S
$69K 0.05%
15,130
– –
RAI
171
DELISTED
Reynolds American Inc
RAI
$69K 0.05%
1,272
– –
PCH
172
DELISTED
PotlatchDeltic
PCH
$68K 0.05%
2,000
– –
SPY icon
173
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$68K 0.05%
326
-194
-37% -$40.3K
WBA
174
DELISTED
Walgreens Boots Alliance
WBA
$68K 0.05%
811
– –
LUV icon
175
Southwest Airlines
LUV
$22B
$66K 0.05%
1,687
– –
5 6
7
8 9

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.