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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
151
Halliburton
HAL
$27.1B
$97K 0.07%
2,842
+1
+0% +$38
SCHE icon
152
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$95K 0.07%
4,848
+1,570
+48% +$32.9K
SPY icon
153
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$94K 0.07%
459
– –
LVLT
154
DELISTED
Level 3 Communications Inc
LVLT
$93K 0.07%
1,704
– –
MDT icon
155
Medtronic
MDT
$110B
$92K 0.07%
1,192
– –
ITW icon
156
Illinois Tool Works
ITW
$84.8B
$90K 0.07%
967
-500
-34% -$45.4K
SLV icon
157
iShares Silver Trust
SLV
$29.8B
$88K 0.06%
6,696
-1,704
-20% -$24K
ZBH icon
158
Zimmer Biomet
ZBH
$18.8B
$88K 0.06%
887
– –
DD
159
DELISTED
Du Pont De Nemours E I
DD
$88K 0.06%
1,317
– –
UNP icon
160
Union Pacific
UNP
$175B
$87K 0.06%
1,114
– –
SGEN
161
DELISTED
Seagen Inc. Common Stock
SGEN
$87K 0.06%
1,949
– –
TT icon
162
Trane Technologies
TT
$105B
$86K 0.06%
1,550
– –
MYI icon
163
BlackRock MuniYield Quality Fund III
MYI
$716M
$85K 0.06%
5,800
– –
D icon
164
Dominion Energy
D
$58.8B
$84K 0.06%
1,246
+12
+1% +$829
ADSK icon
165
Autodesk
ADSK
$51.2B
$80K 0.06%
1,320
– –
TSN icon
166
Tyson Foods
TSN
$20.6B
$80K 0.06%
1,500
– –
ABBV icon
167
AbbVie
ABBV
$431B
$78K 0.06%
1,312
+200
+18% +$11.5K
PPH icon
168
VanEck Pharmaceutical ETF
PPH
$934M
$78K 0.06%
1,200
– –
ALK icon
169
Alaska Air
ALK
$5.66B
$77K 0.06%
960
– –
VYM icon
170
Vanguard High Dividend Yield ETF
VYM
$82.3B
$77K 0.06%
1,151
+10
+0.9% +$671
ADP icon
171
Automatic Data Processing
ADP
$109B
$75K 0.05%
884
+54
+7% +$4.65K
RTN
172
DELISTED
Raytheon Company
RTN
$75K 0.05%
600
– –
CAB
173
DELISTED
Cabela's Inc
CAB
$75K 0.05%
1,595
– –
AAL icon
174
American Airlines Group
AAL
$10.6B
$74K 0.05%
1,742
– –
SHV icon
175
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$74K 0.05%
671
– –
5 6
7
8 9

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.