We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
151
Qualcomm
QCOM
$168B
$91K 0.07%
1,703
-208
-11% -$12.4K
EBAY icon
152
eBay
EBAY
$48.9B
$89K 0.07%
3,630
-4,995
-58% -$134K
OKE icon
153
Oneok
OKE
$55.4B
$89K 0.07%
2,760
– –
GLW icon
154
Corning
GLW
$135B
$88K 0.07%
5,127
– –
LUV icon
155
Southwest Airlines
LUV
$23B
$88K 0.07%
2,312
+50
+2% +$1.84K
SPY icon
156
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$88K 0.07%
459
+268
+140% +$54.4K
D icon
157
Dominion Energy
D
$58.8B
$87K 0.07%
1,234
+11
+0.9% +$773
MYI icon
158
BlackRock MuniYield Quality Fund III
MYI
$716M
$81K 0.06%
5,800
– –
ZBH icon
159
Zimmer Biomet
ZBH
$18.8B
$81K 0.06%
887
– –
MDT icon
160
Medtronic
MDT
$110B
$80K 0.06%
1,192
– –
TT icon
161
Trane Technologies
TT
$105B
$79K 0.06%
1,550
– –
ALK icon
162
Alaska Air
ALK
$5.66B
$76K 0.06%
960
-30
-3% -$2.29K
PPH icon
163
VanEck Pharmaceutical ETF
PPH
$934M
$76K 0.06%
1,200
-600
-33% -$42.2K
INFY icon
164
Infosys
INFY
$50.1B
$75K 0.06%
7,808
– –
SGEN
165
DELISTED
Seagen Inc. Common Stock
SGEN
$75K 0.06%
1,949
– –
GILD icon
166
Gilead Sciences
GILD
$162B
$74K 0.06%
753
+183
+32% +$20.3K
SHV icon
167
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$74K 0.06%
+671
New +$74K
LVLT
168
DELISTED
Level 3 Communications Inc
LVLT
$74K 0.06%
1,704
– –
CMCSK
169
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$74K 0.06%
1,297
– –
HSBC icon
170
HSBC
HSBC
$352B
$73K 0.06%
2,164
+161
+8% +$6.02K
CAB
171
DELISTED
Cabela's Inc
CAB
$73K 0.06%
1,595
– –
VYM icon
172
Vanguard High Dividend Yield ETF
VYM
$82.3B
$71K 0.06%
1,141
+183
+19% +$12K
AAL icon
173
American Airlines Group
AAL
$10.6B
$68K 0.05%
1,742
– –
ADP icon
174
Automatic Data Processing
ADP
$109B
$67K 0.05%
830
– –
WBA
175
DELISTED
Walgreens Boots Alliance
WBA
$67K 0.05%
811
– –
5 6
7
8 9

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.