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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
151
Southwest Airlines
LUV
$23B
$105K 0.08%
2,362
-100
-4% -$4.37K
PM icon
152
Philip Morris
PM
$295B
$105K 0.08%
1,394
– –
BAX icon
153
Baxter International
BAX
$14.3B
$103K 0.08%
2,771
-125
-4% -$4.74K
DAL icon
154
Delta Air Lines
DAL
$60.1B
$101K 0.07%
2,250
– –
UDR icon
155
UDR
UDR
$12.3B
$101K 0.07%
2,970
-951
-24% -$31.3K
ZBH icon
156
Zimmer Biomet
ZBH
$18.3B
$101K 0.07%
887
+36
+4% +$4.11K
IBCB
157
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$99K 0.07%
1,000
– –
QQQ icon
158
Invesco QQQ Trust
QQQ
$482B
$95K 0.07%
901
-350
-28% -$36.8K
TRV icon
159
Travelers Companies
TRV
$80.2B
$94K 0.07%
869
– –
AAL icon
160
American Airlines Group
AAL
$10.6B
$92K 0.07%
1,742
-120
-6% -$6.09K
LVLT
161
DELISTED
Level 3 Communications Inc
LVLT
$92K 0.07%
1,704
– –
CAB
162
DELISTED
Cabela's Inc
CAB
$89K 0.07%
1,595
– –
BMY icon
163
Bristol-Myers Squibb
BMY
$131B
$86K 0.06%
1,341
+309
+30% +$19.3K
D icon
164
Dominion Energy
D
$59.4B
$86K 0.06%
1,211
+11
+0.9% +$816
LUMO
165
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$83K 0.06%
169
– –
MYI icon
166
BlackRock MuniYield Quality Fund III
MYI
$719M
$82K 0.06%
5,800
– –
F icon
167
Ford
F
$55.9B
$81K 0.06%
5,036
-1,629
-24% -$25.7K
LLY icon
168
Eli Lilly
LLY
$1.05T
$80K 0.06%
1,100
– –
ADSK icon
169
Autodesk
ADSK
$52.5B
$77K 0.06%
1,320
– –
SGEN
170
DELISTED
Seagen Inc. Common Stock
SGEN
$76K 0.06%
2,139
-210
-9% -$7.16K
A icon
171
Agilent Technologies
A
$40.9B
$73K 0.05%
1,763
– –
QRVO icon
172
Qorvo
QRVO
$8.65B
$73K 0.05%
+921
New +$65.6K
CMCSK
173
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$73K 0.05%
1,297
– –
S
174
DELISTED
Sprint Corporation
S
$72K 0.05%
15,156
– –
JUNO
175
DELISTED
Juno Therapeutics, Inc.
JUNO
$72K 0.05%
1,184
+240
+25% +$11.6K
5 6
7
8 9

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.