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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
151
Philip Morris
PM
$294B
$114K 0.08%
1,394
– –
HAL icon
152
Halliburton
HAL
$26.6B
$112K 0.08%
2,850
-158
-5% -$7.69K
DAL icon
153
Delta Air Lines
DAL
$61.3B
$111K 0.08%
2,250
– –
LUV icon
154
Southwest Airlines
LUV
$23.9B
$104K 0.08%
2,462
-1,040
-30% -$38.8K
F icon
155
Ford
F
$56.3B
$103K 0.07%
6,665
+987
+17% +$14.5K
POT
156
DELISTED
Potash Corp Of Saskatchewan
POT
$102K 0.07%
2,878
– –
AAL icon
157
American Airlines Group
AAL
$11B
$100K 0.07%
1,862
+120
+7% +$5.17K
IBCB
158
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$100K 0.07%
1,000
– –
TT icon
159
Trane Technologies
TT
$106B
$98K 0.07%
1,550
-400
-21% -$24.4K
RIO icon
160
Rio Tinto
RIO
$165B
$97K 0.07%
2,107
-145
-6% -$6.83K
ZBH icon
161
Zimmer Biomet
ZBH
$19B
$94K 0.07%
851
+31
+4% +$3.27K
D icon
162
Dominion Energy
D
$60B
$92K 0.07%
1,200
+9
+0.8% +$651
TRV icon
163
Travelers Companies
TRV
$79.8B
$92K 0.07%
869
+60
+7% +$6.06K
LVLT
164
DELISTED
Level 3 Communications Inc
LVLT
$84K 0.06%
1,704
+18
+1% +$831
CAB
165
DELISTED
Cabela's Inc
CAB
$84K 0.06%
1,595
-342
-18% -$18K
MYI icon
166
BlackRock MuniYield Quality Fund III
MYI
$717M
$82K 0.06%
+5,800
New +$81.2K
ADSK icon
167
Autodesk
ADSK
$50.7B
$79K 0.06%
1,320
– –
LLY icon
168
Eli Lilly
LLY
$1.04T
$76K 0.05%
1,100
– –
HSBC icon
169
HSBC
HSBC
$352B
$75K 0.05%
1,852
– –
JPM icon
170
JPMorgan Chase
JPM
$955B
$75K 0.05%
1,198
-436
-27% -$26.2K
SGEN
171
DELISTED
Seagen Inc. Common Stock
SGEN
$75K 0.05%
2,349
+250
+12% +$8.72K
CMCSK
172
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$75K 0.05%
1,297
-255
-16% -$14.7K
WYNN icon
173
Wynn Resorts
WYNN
$10.5B
$74K 0.05%
500
+250
+100% +$42.9K
ABBV icon
174
AbbVie
ABBV
$435B
$73K 0.05%
1,112
-133
-11% -$8.38K
A icon
175
Agilent Technologies
A
$39.9B
$72K 0.05%
1,763
+696
+65% +$28.1K
5 6
7
8 9

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.