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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S
151
DELISTED
Sprint Corporation
S
$109K 0.08%
17,160
– –
SLV icon
152
iShares Silver Trust
SLV
$29.9B
$108K 0.08%
6,596
+400
+6% +$7.56K
LOW icon
153
Lowe's Companies
LOW
$123B
$105K 0.08%
1,978
– –
IBCB
154
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$100K 0.08%
1,000
– –
GLW icon
155
Corning
GLW
$135B
$99K 0.08%
5,125
-242
-5% -$5.04K
POT
156
DELISTED
Potash Corp Of Saskatchewan
POT
$99K 0.08%
2,878
-300
-9% -$10.6K
JPM icon
157
JPMorgan Chase
JPM
$955B
$98K 0.07%
1,634
– –
BHI
158
DELISTED
Baker Hughes
BHI
$91K 0.07%
1,400
-97
-6% -$6.76K
ESL
159
DELISTED
Esterline Technologies
ESL
$89K 0.07%
800
– –
F icon
160
Ford
F
$56.3B
$84K 0.06%
5,678
-1,085
-16% -$18.5K
CMCSK
161
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$83K 0.06%
1,552
– –
D icon
162
Dominion Energy
D
$60B
$82K 0.06%
1,191
+10
+0.8% +$690
DAL icon
163
Delta Air Lines
DAL
$61.3B
$81K 0.06%
2,250
– –
HSBC icon
164
HSBC
HSBC
$352B
$81K 0.06%
1,852
+356
+24% +$16.2K
ZBH icon
165
Zimmer Biomet
ZBH
$19B
$80K 0.06%
820
– –
CAT icon
166
Caterpillar
CAT
$401B
$79K 0.06%
794
– –
SCHC icon
167
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$79K 0.06%
2,529
– –
SGEN
168
DELISTED
Seagen Inc. Common Stock
SGEN
$78K 0.06%
2,099
+78
+4% +$3.07K
AFL icon
169
Aflac
AFL
$63.7B
$77K 0.06%
2,648
– –
LVLT
170
DELISTED
Level 3 Communications Inc
LVLT
$77K 0.06%
1,686
– –
TRV icon
171
Travelers Companies
TRV
$79.8B
$76K 0.06%
809
– –
TWX
172
DELISTED
Time Warner Inc
TWX
$76K 0.06%
1,015
– –
ADSK icon
173
Autodesk
ADSK
$50.7B
$73K 0.06%
1,320
– –
ABBV icon
174
AbbVie
ABBV
$435B
$72K 0.05%
1,245
– –
LLY icon
175
Eli Lilly
LLY
$1.04T
$71K 0.05%
1,100
– –
5 6
7
8 9

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.