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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
151
MannKind Corp
MNKD
$1.18B
$110K 0.08%
2,000
– –
SRE icon
152
Sempra
SRE
$57.3B
$110K 0.08%
2,110
– –
QQQ icon
153
Invesco QQQ Trust
QQQ
$468B
$109K 0.08%
1,166
+1
+0.1% +$89
TMO icon
154
Thermo Fisher Scientific
TMO
$213B
$109K 0.08%
926
-137
-13% -$16.1K
UNP icon
155
Union Pacific
UNP
$172B
$108K 0.08%
1,080
– –
CAH icon
156
Cardinal Health
CAH
$54.4B
$107K 0.08%
1,557
+58
+4% +$3.95K
NFG icon
157
National Fuel Gas
NFG
$7.86B
$102K 0.08%
1,302
– –
IBME
158
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$100K 0.08%
3,732
+6
+0.2% +$161
IBCB
159
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$100K 0.08%
1,000
– –
LOW icon
160
Lowe's Companies
LOW
$117B
$95K 0.07%
1,978
– –
JPM icon
161
JPMorgan Chase
JPM
$936B
$94K 0.07%
1,634
-374
-19% -$21K
LUV icon
162
Southwest Airlines
LUV
$22.6B
$94K 0.07%
3,502
– –
EQNR icon
163
Equinor
EQNR
$94.6B
$92K 0.07%
2,996
– –
ESL
164
DELISTED
Esterline Technologies
ESL
$92K 0.07%
800
– –
CLX icon
165
Clorox
CLX
$11.8B
$89K 0.07%
970
– –
DAL icon
166
Delta Air Lines
DAL
$59.7B
$87K 0.07%
2,250
– –
SCHC icon
167
Schwab International Small-Cap Equity ETF
SCHC
$5.44B
$87K 0.07%
2,529
– –
CAT icon
168
Caterpillar
CAT
$379B
$86K 0.07%
794
-49
-6% -$5.14K
D icon
169
Dominion Energy
D
$60.4B
$84K 0.06%
1,181
+10
+0.9% +$701
HOG icon
170
Harley-Davidson
HOG
$2.64B
$84K 0.06%
1,200
– –
ZBH icon
171
Zimmer Biomet
ZBH
$18.6B
$83K 0.06%
820
+1
+0.1% +$98
CMCSK
172
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$83K 0.06%
1,552
– –
AFL icon
173
Aflac
AFL
$64.5B
$82K 0.06%
2,648
+2
+0.1% +$62
JCI icon
174
Johnson Controls International
JCI
$88.3B
$80K 0.06%
1,522
– –
WBA
175
DELISTED
Walgreens Boots Alliance
WBA
$77K 0.06%
1,033
-400
-28% -$27.9K
5 6
7
8 9

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.