We are live on
!
Find out more
TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow
% of AUM
97.16%
Top 10 Holdings %
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$23.6M |
| 2 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$8.67M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$3.51M |
| 4 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$3.17M |
| 5 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$2.78M |
Top Sells
No sells this quarter
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.7% |
| 2 | Industrials | 7.98% |
| 3 | Healthcare | 5.49% |
| 4 | Consumer Discretionary | 4.39% |
| 5 | Consumer Staples | 3.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Stanley Black & Decker
SWK
$15.6B
| $107K | 0.09% |
+1,325
| New | +$108K |
|
152
MannKind Corp
MNKD
$1.27B
| $104K | 0.08% |
+4,000
| New | +$102K |
|
153
Edison International
EIX
$26.3B
| $102K | 0.08% |
+2,200
| New | +$104K |
|
154
HDFC Bank
HDB
$122B
| $102K | 0.08% |
+11,900
| New | +$101K |
|
155
Invesco QQQ Trust
QQQ
$480B
| $102K | 0.08% |
+1,165
| New | +$97.1K |
|
156
Cardinal Health
CAH
$56B
| $100K | 0.08% |
+1,499
| New | +$91.6K |
|
157
Xcel Energy
XEL
$48.2B
| $99K | 0.08% |
+3,549
| New | +$100K |
|
158
HSBC
HSBC
$352B
| $96K | 0.08% |
+2,018
| New | +$95.5K |
|
159
Johnson Controls International
JCI
$93.1B
| $95K | 0.08% |
+1,769
| New | +$87.1K |
|
160
Sempra
SRE
$55.3B
| $95K | 0.08% |
+2,110
| New | +$93.7K |
|
161
Qualcomm
QCOM
$165B
| $94K | 0.08% |
+1,271
| New | +$89.6K |
|
162
Union Pacific
UNP
$176B
| $91K | 0.07% |
+1,080
| New | +$85.5K |
|
163
Clorox
CLX
$12.8B
| $90K | 0.07% |
+970
| New | +$87.4K |
|
164
Aflac
AFL
$63.9B
| $88K | 0.07% |
+2,644
| New | +$86.7K |
|
165
Harley-Davidson
HOG
$2.76B
| $83K | 0.07% |
+1,200
| New | +$79.5K |
|
|
BHI
166
DELISTED
Baker Hughes
BHI
| $83K | 0.07% |
+1,494
| New | +$81.8K |
|
|
WBA
167
DELISTED
Walgreens Boots Alliance
WBA
| $82K | 0.07% |
+1,433
| New | +$83.4K |
|
|
ESL
168
DELISTED
Esterline Technologies
ESL
| $82K | 0.07% |
+800
| New | +$68.4K |
|
169
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
| $80K | 0.07% |
+2,492
| New | +$78.3K |
|
|
CMCSK
170
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $77K | 0.06% |
+1,552
| New | +$77K |
|
171
Dominion Energy
D
$60B
| $75K | 0.06% |
+1,161
| New | +$74.7K |
|
172
Zimmer Biomet
ZBH
$19B
| $74K | 0.06% |
+819
| New | +$70.9K |
|
173
Travelers Companies
TRV
$79.8B
| $73K | 0.06% |
+809
| New | +$70.7K |
|
174
Micron Technology
MU
$1.01T
| $70K | 0.06% |
+3,240
| New | +$63K |
|
|
NVC
175
DELISTED
NUVEEN CALIF SELECT QUAL MUNI
NVC
| $70K | 0.06% |
+5,100
| New | +$71.1K |
|
Similar funds
AMCA
PDL
AAS
FGAM
MCM
KF
TCP
PSC
Tradewinds Capital Management's Q4 2013 Portfolio in Review
Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.
Its largest position is Microsoft: 648,626 shares worth $24.3M.
By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.
- Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
- Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
- Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.
Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.