We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
126
Vanguard FTSE Developed Markets ETF
VEA
$237B
$48.2K 0.02%
1,006
+6
+0.6% +$269
XLB icon
127
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$46.8K 0.02%
1,094
-373,212
-100% -$14.9M
VUG icon
128
Vanguard Morningstar Growth ETF
VUG
$230B
$46.6K 0.02%
900
-168
-16% -$8.11K
CRM icon
129
Salesforce
CRM
$158B
$45.8K 0.02%
174
+5
+3% +$1.13K
CRSP icon
130
CRISPR Therapeutics
CRSP
$5.17B
$44.4K 0.02%
710
– –
AMGN icon
131
Amgen
AMGN
$222B
$43.5K 0.02%
151
– –
MPC icon
132
Marathon Petroleum
MPC
$83.7B
$42.6K 0.02%
287
– –
NZF icon
133
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$42.5K 0.02%
3,597
– –
PSX icon
134
Phillips 66
PSX
$81.4B
$42.4K 0.02%
318
+2
+0.6% +$239
GE icon
135
GE Aerospace
GE
$384B
$42.1K 0.02%
413
-13
-3% -$1.2K
STWD icon
136
Starwood Property Trust
STWD
$6.09B
$42K 0.02%
2,000
– –
XEL icon
137
Xcel Energy
XEL
$48.8B
$41.6K 0.02%
672
– –
KMI icon
138
Kinder Morgan
KMI
$68.7B
$41.3K 0.02%
2,339
+158
+7% +$2.69K
AGG icon
139
iShares Core US Aggregate Bond ETF
AGG
$138B
$40.7K 0.02%
410
-202
-33% -$19.2K
WFC icon
140
Wells Fargo
WFC
$264B
$40.6K 0.02%
825
+30
+4% +$1.29K
IWM icon
141
iShares Russell 2000 ETF
IWM
$81.9B
$40.4K 0.02%
+201
New +$36K
VHT icon
142
Vanguard Health Care ETF
VHT
$18.7B
$40.4K 0.02%
161
+86
+115% +$20.4K
SCHR
143
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$39.5K 0.02%
1,590
-570
-26% -$13.8K
VKI icon
144
Invesco Advantage Municipal Income Trust II
VKI
$401M
$39.5K 0.02%
4,677
– –
LMT icon
145
Lockheed Martin
LMT
$136B
$39.4K 0.02%
87
– –
LRCX icon
146
Lam Research
LRCX
$390B
$39.2K 0.02%
500
– –
LH icon
147
Labcorp
LH
$25.9B
$38.6K 0.02%
170
– –
SPTL icon
148
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$38.5K 0.02%
1,326
-469
-26% -$12.5K
MRSH
149
Marsh
MRSH
$91.5B
$37.9K 0.02%
200
– –
IYK icon
150
iShares US Consumer Staples ETF
IYK
$1.43B
$37.6K 0.02%
+588
New +$36.6K
4 5
6
7 8

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.