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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
126
Nuveen Municipal Value Fund
NUV
$1.91B
$49.8K 0.02%
6,023
– –
VYMI icon
127
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$49.5K 0.02%
800
– –
GS icon
128
Goldman Sachs
GS
$303B
$48.5K 0.02%
150
– –
VUG icon
129
Vanguard Morningstar Growth ETF
VUG
$230B
$48.5K 0.02%
1,068
+168
+19% +$7.93K
ABT icon
130
Abbott
ABT
$187B
$47K 0.02%
485
– –
SPTL icon
131
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$46.9K 0.02%
1,795
-620,324
-100% -$17.5M
VEA icon
132
Vanguard FTSE Developed Markets ETF
VEA
$237B
$43.7K 0.02%
1,000
– –
MPC icon
133
Marathon Petroleum
MPC
$83.7B
$43.4K 0.01%
287
– –
MMM icon
134
3M
MMM
$94.3B
$41.8K 0.01%
533
-37
-6% -$3.18K
BSCQ icon
135
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$40.8K 0.01%
2,171
-94,324
-98% -$1.78M
AMGN icon
136
Amgen
AMGN
$222B
$40.6K 0.01%
151
– –
PTON icon
137
Peloton Interactive
PTON
$2.49B
$40.4K 0.01%
8,002
– –
STWD icon
138
Starwood Property Trust
STWD
$6.09B
$38.7K 0.01%
2,000
– –
XEL icon
139
Xcel Energy
XEL
$48.8B
$38.5K 0.01%
672
– –
MRSH
140
Marsh
MRSH
$91.5B
$38.1K 0.01%
200
– –
PSX icon
141
Phillips 66
PSX
$81.4B
$38K 0.01%
316
+2
+0.6% +$224
GE icon
142
GE Aerospace
GE
$384B
$37.6K 0.01%
426
– –
NZF icon
143
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$37.5K 0.01%
3,597
– –
KMI icon
144
Kinder Morgan
KMI
$68.7B
$36.2K 0.01%
2,181
+2
+0.1% +$34
LMT icon
145
Lockheed Martin
LMT
$136B
$35.6K 0.01%
87
– –
VKI icon
146
Invesco Advantage Municipal Income Trust II
VKI
$401M
$34.7K 0.01%
4,677
– –
CRM icon
147
Salesforce
CRM
$158B
$34.3K 0.01%
169
– –
LH icon
148
Labcorp
LH
$25.9B
$34.2K 0.01%
+170
New +$35.9K
PECO icon
149
Phillips Edison & Co
PECO
$5.24B
$33.5K 0.01%
1,000
– –
VLO icon
150
Valero Energy
VLO
$85.9B
$33.2K 0.01%
234
– –
4 5
6
7 8

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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.