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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFLT
126
DELISTED
Confluent
CFLT
$48.1K 0.02%
2,000
– –
TIP icon
127
iShares TIPS Bond ETF
TIP
$14.7B
$47.5K 0.01%
431
– –
MMM icon
128
3M
MMM
$94.3B
$46.9K 0.01%
533
– –
XEL icon
129
Xcel Energy
XEL
$48.8B
$45.3K 0.01%
672
-81
-11% -$5.47K
VEA icon
130
Vanguard FTSE Developed Markets ETF
VEA
$237B
$45.2K 0.01%
+1,000
New +$44.5K
NZF icon
131
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$43K 0.01%
3,597
– –
VKI icon
132
Invesco Advantage Municipal Income Trust II
VKI
$401M
$41.7K 0.01%
4,677
– –
XLB icon
133
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$41.6K 0.01%
1,032
-486
-32% -$19.7K
LMT icon
134
Lockheed Martin
LMT
$136B
$41.1K 0.01%
87
-41
-32% -$19.2K
HTGC icon
135
Hercules Capital
HTGC
$3.23B
$39.2K 0.01%
3,039
+86
+3% +$1.2K
MPC icon
136
Marathon Petroleum
MPC
$83.7B
$38.7K 0.01%
287
– –
VUG icon
137
Vanguard Morningstar Growth ETF
VUG
$230B
$37.4K 0.01%
900
-180
-17% -$7K
AMGN icon
138
Amgen
AMGN
$222B
$36.5K 0.01%
151
-43
-22% -$10.6K
MRK icon
139
Merck
MRK
$318B
$36.4K 0.01%
342
+25
+8% +$2.7K
STWD icon
140
Starwood Property Trust
STWD
$6.09B
$35.4K 0.01%
2,000
– –
NXP icon
141
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$34.3K 0.01%
2,394
– –
COIN icon
142
Coinbase
COIN
$40.5B
$34.1K 0.01%
504
-20
-4% -$1.2K
CRM icon
143
Salesforce
CRM
$158B
$33.8K 0.01%
169
-75
-31% -$12.7K
MRSH
144
Marsh
MRSH
$91.5B
$33.3K 0.01%
200
+165
+471% +$27.5K
VLO icon
145
Valero Energy
VLO
$85.9B
$32.7K 0.01%
234
– –
PECO icon
146
Phillips Edison & Co
PECO
$5.24B
$32.6K 0.01%
1,000
-777
-44% -$25.4K
VTV icon
147
Vanguard Morningstar Value ETF
VTV
$192B
$32K 0.01%
232
-42
-15% -$5.89K
DEO icon
148
Diageo
DEO
$53.6B
$31.7K 0.01%
175
– –
PSX icon
149
Phillips 66
PSX
$81.4B
$31.5K 0.01%
311
-122
-28% -$12.4K
KMI icon
150
Kinder Morgan
KMI
$68.7B
$31.1K 0.01%
1,776
+392
+28% +$6.97K
4 5
6
7 8

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.