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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
126
TC Energy
TRP
$65.9B
$202K 0.03%
4,343
– –
B
127
Barrick Mining
B
$73.2B
$194K 0.03%
10,228
+998
+11% +$19K
TXN icon
128
Texas Instruments
TXN
$261B
$194K 0.03%
1,028
-23
-2% -$4.42K
SRE icon
129
Sempra
SRE
$54.8B
$189K 0.03%
2,864
– –
TMUS icon
130
T-Mobile US
TMUS
$190B
$188K 0.03%
1,624
– –
REGN icon
131
Regeneron Pharmaceuticals
REGN
$80.8B
$186K 0.03%
294
– –
WFC icon
132
Wells Fargo
WFC
$264B
$176K 0.03%
3,660
-499
-12% -$24.6K
OEF icon
133
iShares S&P 100 ETF
OEF
$20.5B
$174K 0.03%
794
– –
D icon
134
Dominion Energy
D
$59.3B
$171K 0.03%
2,174
+17
+0.8% +$1.28K
PRU icon
135
Prudential Financial
PRU
$41.8B
$171K 0.03%
1,582
-11
-0.7% -$1.2K
KEEL
136
Keel Infrastructure Corp
KEEL
$2.34B
$170K 0.03%
33,603
+22,567
+204% +$139K
NEM icon
137
Newmont
NEM
$119B
$169K 0.03%
2,727
+356
+15% +$20.2K
RSPD icon
138
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$169K 0.03%
3,243
+3
+0.1% +$153
UNH icon
139
UnitedHealth
UNH
$370B
$165K 0.03%
328
– –
HDB icon
140
HDFC Bank
HDB
$121B
$163K 0.03%
5,020
– –
UDR icon
141
UDR
UDR
$12.3B
$162K 0.02%
2,700
– –
SHW icon
142
Sherwin-Williams
SHW
$89.8B
$158K 0.02%
+450
New +$145K
SCHG icon
143
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$149K 0.02%
7,272
– –
BABA icon
144
Alibaba
BABA
$308B
$148K 0.02%
1,243
+877
+240% +$128K
TLT icon
145
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$148K 0.02%
1,000
– –
IWF icon
146
iShares Russell 1000 Growth ETF
IWF
$128B
$145K 0.02%
1,892
– –
VIG icon
147
Vanguard Dividend Appreciation ETF
VIG
$114B
$145K 0.02%
845
-655
-44% -$108K
EWA icon
148
iShares MSCI Australia ETF
EWA
$1.48B
$144K 0.02%
5,817
+1,597
+38% +$40.7K
EWY icon
149
iShares MSCI South Korea ETF
EWY
$25.7B
$144K 0.02%
1,854
+652
+54% +$51.6K
NUV icon
150
Nuveen Municipal Value Fund
NUV
$1.91B
$144K 0.02%
13,863
– –
4 5
6
7 8

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.