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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRU icon
126
Prudential Financial
PRU
$41.8B
$168K 0.03%
1,593
– –
B
127
Barrick Mining
B
$73.2B
$167K 0.03%
9,230
+1,196
+15% +$24K
ABBV icon
128
AbbVie
ABBV
$435B
$159K 0.03%
1,478
– –
D icon
129
Dominion Energy
D
$59.3B
$157K 0.03%
2,157
+18
+0.8% +$1.37K
NUV icon
130
Nuveen Municipal Value Fund
NUV
$1.91B
$157K 0.03%
13,863
– –
OEF icon
131
iShares S&P 100 ETF
OEF
$20.5B
$157K 0.03%
794
– –
RSPD icon
132
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$156K 0.03%
3,240
+3
+0.1% +$148
ALL icon
133
Allstate
ALL
$67.5B
$152K 0.03%
1,197
-148
-11% -$19.6K
UAL icon
134
United Airlines
UAL
$42.1B
$145K 0.02%
3,050
-163
-5% -$7.68K
TLT icon
135
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$144K 0.02%
+1,000
New +$148K
UDR icon
136
UDR
UDR
$12.3B
$143K 0.02%
2,700
– –
VEU icon
137
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$141K 0.02%
2,320
– –
SCHG icon
138
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$135K 0.02%
7,272
-4,560
-39% -$86.9K
PM icon
139
Philip Morris
PM
$295B
$133K 0.02%
1,408
-8
-0.6% -$805
CCB icon
140
Coastal Financial
CCB
$693M
$131K 0.02%
4,105
– –
IWF icon
141
iShares Russell 1000 Growth ETF
IWF
$128B
$130K 0.02%
1,892
– –
NEM icon
142
Newmont
NEM
$119B
$129K 0.02%
2,371
+1,538
+185% +$90.7K
RTX icon
143
RTX Corp
RTX
$301B
$128K 0.02%
1,484
– –
UNH icon
144
UnitedHealth
UNH
$370B
$128K 0.02%
328
+6
+2% +$2.48K
EXPD icon
145
Expeditors International
EXPD
$23.2B
$127K 0.02%
1,062
– –
LCID icon
146
Lucid Motors
LCID
$2.77B
$126K 0.02%
495
– –
AMCR icon
147
Amcor
AMCR
$22.1B
$123K 0.02%
2,122
– –
DAL icon
148
Delta Air Lines
DAL
$60.1B
$121K 0.02%
2,850
– –
SGEN
149
DELISTED
Seagen Inc. Common Stock
SGEN
$120K 0.02%
705
– –
SCHE icon
150
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$118K 0.02%
3,864
-1,523
-28% -$47.6K
4 5
6
7 8

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.