TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+6.88%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$502M
AUM Growth
+$502M
Cap. Flow
+$23.4M
Cap. Flow %
4.65%
Top 10 Hldgs %
58.43%
Holding
811
New
102
Increased
134
Reduced
117
Closed
37

Top Buys

1
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$24.9M
2
PSK icon
SPDR ICE Preferred Securities ETF
PSK
$24.2M
3
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$22.8M
4
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$22.4M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
$21.5M

Top Sells

1
EWG icon
iShares MSCI Germany ETF
EWG
$22M
2
EWY icon
iShares MSCI South Korea ETF
EWY
$21.6M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
$21.6M
4
INDA icon
iShares MSCI India ETF
INDA
$21.4M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$20.1M

Sector Composition

1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LUV icon
126
Southwest Airlines
LUV
$17.3B
$157K 0.03%
2,564
-900
-26% -$55.1K
NUV icon
127
Nuveen Municipal Value Fund
NUV
$1.8B
$154K 0.03%
13,863
– –
ALK icon
128
Alaska Air
ALK
$7.24B
$152K 0.03%
2,198
+45
+2% +$3.11K
RSPD icon
129
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$222M
$152K 0.03%
1,078
+354
+49% +$49.9K
PRU icon
130
Prudential Financial
PRU
$38.6B
$145K 0.03%
1,593
– –
OEF icon
131
iShares S&P 100 ETF
OEF
$22B
$143K 0.03%
794
– –
VEU icon
132
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$141K 0.03%
2,320
– –
DAL icon
133
Delta Air Lines
DAL
$40.3B
$140K 0.03%
2,910
+60
+2% +$2.89K
WFC icon
134
Wells Fargo
WFC
$263B
$139K 0.03%
3,554
-499
-12% -$19.5K
QRVO icon
135
Qorvo
QRVO
$8.4B
$135K 0.03%
739
– –
ABBV icon
136
AbbVie
ABBV
$372B
$127K 0.03%
1,178
– –
PM icon
137
Philip Morris
PM
$260B
$125K 0.02%
1,408
– –
AMCR icon
138
Amcor
AMCR
$19.9B
$124K 0.02%
10,609
– –
AGG icon
139
iShares Core US Aggregate Bond ETF
AGG
$131B
$123K 0.02%
1,084
-1,019
-48% -$116K
B
140
Barrick Mining Corporation
B
$45.4B
$121K 0.02%
6,089
+17
+0.3% +$338
SCHE icon
141
Schwab Emerging Markets Equity ETF
SCHE
$10.7B
$121K 0.02%
3,823
-634,246
-99% -$20.1M
ALL icon
142
Allstate
ALL
$53.6B
$120K 0.02%
1,045
– –
D icon
143
Dominion Energy
D
$51.1B
$120K 0.02%
1,574
+13
+0.8% +$991
REGN icon
144
Regeneron Pharmaceuticals
REGN
$61.5B
$118K 0.02%
250
– –
UDR icon
145
UDR
UDR
$13.1B
$118K 0.02%
2,700
– –
ADP icon
146
Automatic Data Processing
ADP
$123B
$117K 0.02%
620
-180
-23% -$34K
FTV icon
147
Fortive
FTV
$16.2B
$117K 0.02%
1,661
– –
IWF icon
148
iShares Russell 1000 Growth ETF
IWF
$116B
$115K 0.02%
473
-210
-31% -$51.1K
RKT icon
149
Rocket Companies
RKT
$37.4B
$115K 0.02%
5,000
– –
RTX icon
150
RTX Corp
RTX
$212B
$115K 0.02%
1,484
– –
4 5
6
7 8