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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
126
Southwest Airlines
LUV
$23B
$157K 0.03%
2,564
-900
-26% -$47.9K
NUV icon
127
Nuveen Municipal Value Fund
NUV
$1.91B
$154K 0.03%
13,863
– –
ALK icon
128
Alaska Air
ALK
$5.58B
$152K 0.03%
2,198
+45
+2% +$2.71K
RSPD icon
129
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$152K 0.03%
3,234
+1,062
+49% +$46.9K
PRU icon
130
Prudential Financial
PRU
$41.8B
$145K 0.03%
1,593
– –
OEF icon
131
iShares S&P 100 ETF
OEF
$20.5B
$143K 0.03%
794
– –
VEU icon
132
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$141K 0.03%
2,320
– –
DAL icon
133
Delta Air Lines
DAL
$60.1B
$140K 0.03%
2,910
+60
+2% +$2.65K
WFC icon
134
Wells Fargo
WFC
$264B
$139K 0.03%
3,554
-499
-12% -$17.7K
QRVO icon
135
Qorvo
QRVO
$8.74B
$135K 0.03%
739
– –
ABBV icon
136
AbbVie
ABBV
$435B
$127K 0.03%
1,178
– –
PM icon
137
Philip Morris
PM
$295B
$125K 0.02%
1,408
– –
AMCR icon
138
Amcor
AMCR
$22.1B
$124K 0.02%
2,122
– –
AGG icon
139
iShares Core US Aggregate Bond ETF
AGG
$138B
$123K 0.02%
1,084
-1,019
-48% -$118K
B
140
Barrick Mining
B
$73.2B
$121K 0.02%
6,089
+17
+0.3% +$366
SCHE icon
141
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$121K 0.02%
3,823
-634,246
-99% -$20.7M
ALL icon
142
Allstate
ALL
$67.5B
$120K 0.02%
1,045
– –
D icon
143
Dominion Energy
D
$59.3B
$120K 0.02%
1,574
+13
+0.8% +$944
REGN icon
144
Regeneron Pharmaceuticals
REGN
$80.8B
$118K 0.02%
250
– –
UDR icon
145
UDR
UDR
$12.3B
$118K 0.02%
2,700
– –
ADP icon
146
Automatic Data Processing
ADP
$108B
$117K 0.02%
620
-180
-23% -$31.2K
FTV icon
147
Fortive
FTV
$18.6B
$117K 0.02%
2,204
– –
IWF icon
148
iShares Russell 1000 Growth ETF
IWF
$128B
$115K 0.02%
1,892
-840
-31% -$51.1K
RKT icon
149
Rocket Companies
RKT
$38.9B
$115K 0.02%
5,000
– –
RTX icon
150
RTX Corp
RTX
$301B
$115K 0.02%
1,484
– –
4 5
6
7 8

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.