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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
126
Nuveen Municipal Value Fund
NUV
$1.91B
$154K 0.03%
13,863
– –
SPY icon
127
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$145K 0.03%
389
+135
+53% +$47.9K
ADP icon
128
Automatic Data Processing
ADP
$108B
$141K 0.03%
800
– –
B
129
Barrick Mining
B
$73.2B
$138K 0.03%
6,072
+5,302
+689% +$134K
OEF icon
130
iShares S&P 100 ETF
OEF
$20.5B
$136K 0.03%
+794
New +$130K
SGEN
131
DELISTED
Seagen Inc. Common Stock
SGEN
$136K 0.03%
775
– –
VEU icon
132
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$135K 0.03%
+2,320
New +$126K
GXC icon
133
State Street SPDR S&P China ETF
GXC
$482M
$134K 0.03%
1,027
-171,871
-99% -$21.8M
UAL icon
134
United Airlines
UAL
$42.1B
$132K 0.03%
3,050
– –
ABBV icon
135
AbbVie
ABBV
$435B
$126K 0.03%
1,178
– –
AMCR icon
136
Amcor
AMCR
$22.1B
$125K 0.03%
2,122
– –
GLDM icon
137
SPDR Gold MiniShares Trust
GLDM
$29.7B
$124K 0.03%
3,275
+2,542
+347% +$95K
PRU icon
138
Prudential Financial
PRU
$41.8B
$124K 0.03%
1,593
– –
MU icon
139
Micron Technology
MU
$991B
$123K 0.03%
1,640
-360
-18% -$21.7K
QRVO icon
140
Qorvo
QRVO
$8.74B
$123K 0.03%
739
– –
WFC icon
141
Wells Fargo
WFC
$264B
$122K 0.03%
4,053
+1,223
+43% +$31.7K
REGN icon
142
Regeneron Pharmaceuticals
REGN
$80.8B
$121K 0.03%
250
– –
FTV icon
143
Fortive
FTV
$18.6B
$118K 0.03%
2,204
-430
-16% -$22.1K
D icon
144
Dominion Energy
D
$59.3B
$117K 0.03%
1,561
+13
+0.8% +$1.03K
PM icon
145
Philip Morris
PM
$295B
$117K 0.03%
1,408
– –
ALL icon
146
Allstate
ALL
$67.5B
$115K 0.02%
1,045
– –
DAL icon
147
Delta Air Lines
DAL
$60.1B
$115K 0.02%
2,850
– –
XEL icon
148
Xcel Energy
XEL
$48.8B
$114K 0.02%
1,711
– –
ALK icon
149
Alaska Air
ALK
$5.58B
$112K 0.02%
2,153
+147
+7% +$6.61K
BABA icon
150
Alibaba
BABA
$308B
$107K 0.02%
461
+100
+28% +$27.8K
4 5
6
7 8

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.