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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
126
DELISTED
Nordstrom
JWN
$111K 0.03%
9,322
– –
OKE icon
127
Oneok
OKE
$54.5B
$111K 0.03%
4,287
+49
+1% +$1.36K
KR icon
128
Kroger
KR
$34.8B
$109K 0.03%
3,210
+4
+0.1% +$138
BABA icon
129
Alibaba
BABA
$308B
$106K 0.03%
361
-389
-52% -$102K
PM icon
130
Philip Morris
PM
$295B
$106K 0.03%
1,408
– –
UAL icon
131
United Airlines
UAL
$42.1B
$106K 0.03%
3,050
– –
ABBV icon
132
AbbVie
ABBV
$435B
$103K 0.02%
1,178
+185
+19% +$17.4K
CHTR icon
133
Charter Communications
CHTR
$18.2B
$101K 0.02%
162
-2
-1% -$1.18K
PRU icon
134
Prudential Financial
PRU
$41.8B
$101K 0.02%
1,593
+11
+0.7% +$723
RKT icon
135
Rocket Companies
RKT
$38.9B
$100K 0.02%
+5,000
New +$117K
RTX icon
136
RTX Corp
RTX
$301B
$100K 0.02%
1,736
-30
-2% -$1.83K
ALL icon
137
Allstate
ALL
$67.5B
$98K 0.02%
1,045
– –
QRVO icon
138
Qorvo
QRVO
$8.74B
$95K 0.02%
739
– –
RSPU icon
139
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$533M
$95K 0.02%
2,014
-354
-15% -$16.8K
ITW icon
140
Illinois Tool Works
ITW
$84.5B
$94K 0.02%
486
– –
MU icon
141
Micron Technology
MU
$991B
$94K 0.02%
2,000
+100
+5% +$4.84K
AXP icon
142
American Express
AXP
$230B
$93K 0.02%
931
– –
RSPN icon
143
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$93K 0.02%
3,450
+10
+0.3% +$262
GE icon
144
GE Aerospace
GE
$384B
$92K 0.02%
2,964
+305
+11% +$9.91K
TSN icon
145
Tyson Foods
TSN
$20.4B
$89K 0.02%
1,500
– –
RSPD icon
146
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$88K 0.02%
2,565
+3
+0.1% +$98
UDR icon
147
UDR
UDR
$12.3B
$88K 0.02%
2,700
– –
UNH icon
148
UnitedHealth
UNH
$370B
$88K 0.02%
283
-5
-2% -$1.54K
DAL icon
149
Delta Air Lines
DAL
$60.1B
$87K 0.02%
2,850
– –
MKC icon
150
McCormick & Company Non-Voting
MKC
$14.2B
$87K 0.02%
898
-70
-7% -$6.85K
4 5
6
7 8

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.