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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UDR icon
126
UDR
UDR
$12.1B
$99K 0.03%
2,700
-270
-9% -$12.2K
ALL icon
127
Allstate
ALL
$68.3B
$96K 0.03%
1,045
– –
PSLV icon
128
Sprott Physical Silver Trust
PSLV
$13.6B
$93K 0.03%
17,835
+9,774
+121% +$60.2K
RTN
129
DELISTED
Raytheon Company
RTN
$93K 0.03%
708
+108
+18% +$21.4K
ITW icon
130
Illinois Tool Works
ITW
$84.1B
$92K 0.03%
645
+1
+0.2% +$170
OKE icon
131
Oneok
OKE
$56.5B
$91K 0.03%
4,194
+1,500
+56% +$91.4K
QCOM icon
132
Qualcomm
QCOM
$172B
$91K 0.03%
1,339
– –
ZM icon
133
Zoom
ZM
$31.3B
$91K 0.03%
+620
New +$61.2K
ABBV icon
134
AbbVie
ABBV
$434B
$90K 0.03%
1,184
-368
-24% -$31.3K
PYPL icon
135
PayPal
PYPL
$50B
$90K 0.03%
944
– –
TSN icon
136
Tyson Foods
TSN
$20.3B
$89K 0.03%
1,545
– –
AMCR icon
137
Amcor
AMCR
$21.7B
$86K 0.03%
2,122
+648
+44% +$31K
PRU icon
138
Prudential Financial
PRU
$41.9B
$86K 0.03%
1,653
+1
+0.1% +$79
XLK icon
139
State Street Technology Select Sector SPDR ETF
XLK
$123B
$86K 0.03%
2,132
-150
-7% -$6.85K
MU icon
140
Micron Technology
MU
$995B
$82K 0.03%
1,950
-656
-25% -$34.1K
BAX icon
141
Baxter International
BAX
$14.4B
$81K 0.03%
1,000
– –
DAL icon
142
Delta Air Lines
DAL
$58.9B
$81K 0.03%
2,853
+3
+0.1% +$149
AXP icon
143
American Express
AXP
$228B
$80K 0.03%
930
-12
-1% -$1.4K
TXN icon
144
Texas Instruments
TXN
$258B
$80K 0.03%
800
+2
+0.3% +$240
NEE icon
145
NextEra Energy
NEE
$176B
$78K 0.02%
1,296
– –
PSX icon
146
Phillips 66
PSX
$85.3B
$76K 0.02%
1,418
+500
+54% +$40.7K
CSX icon
147
CSX Corp
CSX
$93.1B
$75K 0.02%
3,927
-714
-15% -$16.7K
CHTR icon
148
Charter Communications
CHTR
$18.2B
$72K 0.02%
164
– –
UNH icon
149
UnitedHealth
UNH
$373B
$71K 0.02%
283
– –
BAC.PRL icon
150
Bank of America Series L
BAC.PRL
$4.01B
$70K 0.02%
55
+15
+38% +$21.9K
4 5
6
7 8

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.