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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
126
Philip Morris
PM
$295B
$125K 0.04%
1,473
-139
-9% -$11.5K
SCHV
127
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$123K 0.04%
6,138
+69
+1% +$1.34K
D icon
128
Dominion Energy
D
$59.3B
$122K 0.04%
1,475
+16
+1% +$1.31K
IWF icon
129
iShares Russell 1000 Growth ETF
IWF
$128B
$120K 0.04%
2,732
+1,132
+71% +$47.3K
ALL icon
130
Allstate
ALL
$67.5B
$118K 0.04%
1,045
– –
QCOM icon
131
Qualcomm
QCOM
$176B
$118K 0.04%
1,339
+215
+19% +$18K
AXP icon
132
American Express
AXP
$230B
$117K 0.04%
942
+86
+10% +$10.3K
ITW icon
133
Illinois Tool Works
ITW
$85.3B
$116K 0.04%
644
+1
+0.2% +$169
CSX icon
134
CSX Corp
CSX
$93.1B
$112K 0.04%
4,641
+6
+0.1% +$142
ALK icon
135
Alaska Air
ALK
$5.58B
$110K 0.03%
1,616
-100
-6% -$6.83K
XEL icon
136
Xcel Energy
XEL
$48.8B
$109K 0.03%
1,711
– –
QRVO icon
137
Qorvo
QRVO
$8.74B
$107K 0.03%
921
– –
VOO icon
138
Vanguard S&P 500 ETF
VOO
$1.01T
$106K 0.03%
+359
New +$102K
XLK icon
139
State Street Technology Select Sector SPDR ETF
XLK
$124B
$105K 0.03%
2,282
+150
+7% +$6.42K
KR icon
140
Kroger
KR
$34.8B
$102K 0.03%
3,503
+6
+0.2% +$159
PSX icon
141
Phillips 66
PSX
$81.4B
$102K 0.03%
918
+634
+223% +$71.2K
PYPL icon
142
PayPal
PYPL
$50.5B
$102K 0.03%
944
+175
+23% +$18.2K
SLV icon
143
iShares Silver Trust
SLV
$30.7B
$102K 0.03%
6,112
-600
-9% -$9.72K
TXN icon
144
Texas Instruments
TXN
$261B
$102K 0.03%
798
-163
-17% -$20.1K
REGN icon
145
Regeneron Pharmaceuticals
REGN
$80.8B
$100K 0.03%
265
+165
+165% +$55.5K
AGN
146
DELISTED
Allergan plc
AGN
$95K 0.03%
495
+475
+2,375% +$85.7K
NKE icon
147
Nike
NKE
$61.9B
$94K 0.03%
928
+518
+126% +$48.8K
ZBH icon
148
Zimmer Biomet
ZBH
$18.4B
$92K 0.03%
631
– –
MKC icon
149
McCormick & Company Non-Voting
MKC
$14.2B
$91K 0.03%
1,078
– –
WY icon
150
Weyerhaeuser
WY
$18.4B
$89K 0.03%
2,957
– –
4 5
6
7 8

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.